DFX Intelligence

S••••••• L•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

S••••••• L•••• C••••••

Advisor at B••••••• G••••• A•••••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:2c52b52d-6791-88c1-e464-50b749cb0207

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2013 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• G••••• A•••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• G••••• A•••••••	Asset manager	Sep 18, 2026	n/a	yes	CORAL GABLES, FL	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Apr 12, 2023	May 19, 2026	no	Key Biscayne, FL\|Miami, FL\|NEW YORK, NY\|Miami, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	B••••••• G••••• A•••••••	May 19, 2026	Sep 18, 2026	122	Firm change	Other
M••••• S••••••	C•••••••• G••••• M•••••• I•••	Aug 10, 2021	Apr 12, 2023

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c52b52d-6791-88c1-e464-50b749cb0207
First observed: Nov 14, 2013
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.