DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••••• L•••• C••••••

B••••••• G••••• A•••••••asset managerCoral Gables, Fldual registrantIAPD 5939669

Feed of 09/19/2026

Also filed as S••••••• L•••• C••••••

At current firm

0 y

since Sep 18, 2026

In the industry

14 y

since Jul 9, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• G••••• A••••••• asset manager current
since Sep 18, 2026 · Coral Gables, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 12, 2023 to May 19, 2026 · Key Biscayne, Fl
M••••• S•••••• wirehouse
Mar 19, 2015 to Aug 10, 2021 · Miami, Fl
R•• C•••••• M••••••• L•• national BD
Nov 14, 2013 to Mar 30, 2015 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to B••••••• G••••• A•••••••
left May 19, 2026, registered Sep 18, 2026 (122 days) · Other
M••••• S•••••• to C•••••••• G••••• M•••••• I•••
left Aug 10, 2021, registered Apr 12, 2023 (610 days) · Wirehouse to affiliated broker-dealer or bank
R•• C•••••• M••••••• L•• to M••••• S••••••
left Mar 30, 2015, registered Mar 19, 2015 (-11 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S••••••• L•••• C•••••• registered as an investment adviser representative at B••••••• G••••• A•••••••
Sep 18, 2026 · Advisor registered · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address