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Reading the graph
Advisor at ROBERTSON STEPHENS
Lake Oswego, OR | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERTSON STEPHENS | Independent wealth | Jul 12, 2024 | n/a | yes | Lake Oswego, OR|SAN FRANCISCO, CA | Current employment |
| RAIN CAPITAL MANAGEMENT | Former SEC adviser | Nov 29, 2011 | Aug 26, 2024 | no | LAKE OSWEGO, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAIN CAPITAL MANAGEMENT | ROBERTSON STEPHENS | Aug 26, 2024 | Jul 12, 2024 | -45 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158996:289977:OR:2024-08-26 | Aug 26, 2024 | Jul 12, 2024 | LAKE OSWEGO, OR | Firm change after gap |