DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RAIN CAPITAL MANAGEMENT

RAIN CAPITAL MANAGEMENT, LLC, CRD 158996

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c372decb-7200-1018-0d5e-712b54fcb35e

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Feb 9, 2012 to Mar 28, 2024
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $379MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $379M
Private client RAUM: $372MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 681
Individual clients: 30
High net worth clients: 173
Custody, client assets: $160M
SEC number: 801-72744
CRD: 158996
Filings on the tape: 23
First filed: Feb 9, 2012
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, Oregon

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABBRUZZESE, CHRIS, ENRICO	CHIEF INVESTMENT OFFICER	Na	yes	11/2011	Mar 28, 2012	Mar 28, 2024
KIM, CHINGYEE, ELLEN	MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER	D	yes	10/2011	Mar 28, 2012	Mar 28, 2024
REICHLE, DAVID, JOHN	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	D	yes	09/2011	Feb 9, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$379M	$379M	6	3	0	n/a	n/a
2022	Mar 27, 2023	$376M	$376M	6	3	0	n/a	n/a
2021	Mar 31, 2022	$437M	$437M	6	3	0	n/a	n/a
2020	Mar 26, 2021	$377M	$377M	6	3	1	n/a	n/a
2019	Mar 23, 2020	$354M	$354M	5	3	0	n/a	n/a
2018	Mar 19, 2019	$308M	$308M	5	4	1	n/a	n/a
2017	Mar 23, 2018	$329M	$329M	5	4	1	n/a	n/a
2016	Mar 6, 2017	$278M	$278M	5	3	n/a	n/a	n/a
2015	Mar 29, 2016	$238M	$238M	5	2	n/a	n/a	n/a
2014	Mar 26, 2015	$258M	$258M	4	2	n/a	n/a	n/a
2013	Mar 27, 2014	$246M	$246M	4	2	n/a	n/a	n/a
2012	Mar 14, 2013	$137M	$135M	4	3	n/a	n/a	n/a
2011	Mar 28, 2012	$117M	$117M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$379M	$376M	0.8%	$377M	0.2%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROBERTSON STEPHENS	3	Aug 26, 2024	Jul 12, 2024	LAKE OSWEGO, OR	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← REICHLE, DAVID, JOHNOwnerMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← ABBRUZZESE, CHRIS, ENRICOOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← KIM, CHINGYEE, ELLENOwnerMANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER, ownership code D, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (3)

← DAVID JOHN REICHLEAdvisorregistration: previous registration
Nov 17, 2011 to Aug 26, 2024factForm ADV
← CHRISTOPHER ENRICO ABBRUZZESEAdvisorregistration: previous registration
Nov 29, 2011 to Aug 26, 2024factForm ADV
← CHINGYEE ELLEN KIMAdvisorregistration: previous registration
Jul 18, 2013 to Aug 26, 2024factForm ADV

Moved with (1)

→ ROBERTSON STEPHENSRegistered adviser3 advisors, firm absorbed, same day
Aug 26, 2024 to Jul 12, 2024factForm ADV

Dated events

Occurred
Aug 26, 2024
Firm absorbed
Rain Capital Management's advisors moved to Robertson Stephens (Lake Oswego, OR): 3 of 3 registered, on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Aug 26, 2024
Advisor changed firm
Christopher Enrico Abbruzzese left Rain Capital Management for Robertson Stephens (registered 2024-07-12)
Form ADVobserved 4 days ago
Occurred
Aug 26, 2024
Advisor changed firm
Chingyee Ellen Kim left Rain Capital Management for Robertson Stephens (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Aug 26, 2024
Advisor changed firm
David John Reichle left Rain Capital Management for Robertson Stephens (registered 2024-07-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c372decb-7200-1018-0d5e-712b54fcb35e
First observed: Feb 9, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAIN CAPITAL MANAGEMENT

RAIN CAPITAL MANAGEMENT, LLC, CRD 158996

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c372decb-7200-1018-0d5e-712b54fcb35e

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABBRUZZESE, CHRIS, ENRICO

CHIEF INVESTMENT OFFICER

yes

11/2011

Mar 28, 2012

Mar 28, 2024

KIM, CHINGYEE, ELLEN

MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER

yes

10/2011

Mar 28, 2012

Mar 28, 2024

REICHLE, DAVID, JOHN

MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

09/2011

Feb 9, 2012

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$379M

n/a

2022

Mar 27, 2023

$376M

n/a

2021

Mar 31, 2022

$437M

n/a

2020

Mar 26, 2021

$377M

n/a

2019

Mar 23, 2020

$354M

n/a

2018

Mar 19, 2019

$308M

n/a

2017

Mar 23, 2018

$329M

n/a

2016

Mar 6, 2017

$278M

n/a

2015

Mar 29, 2016

$238M

n/a

2014

Mar 26, 2015

$258M

n/a

2013

Mar 27, 2014

$246M

n/a

2012

Mar 14, 2013

$137M

$135M

n/a

2011

Mar 28, 2012

$117M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$379M

$376M

0.8%

$377M

0.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROBERTSON STEPHENS

Aug 26, 2024

Jul 12, 2024

LAKE OSWEGO, OR

Firm absorbed

RIA to RIA

100.0%