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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

STEPHEN PATRICK O'DONNELL

Advisor at O'DONNELL WEALTH MANAGEMENT

CODY, WY

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Search this name across graphsid dfx:ria:2c5cc193-da38-f2c4-8849-de21ef3ec70d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O'DONNELL WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 30, 1999
First registration: Apr 11, 2008
Dual registered: yes, broker-dealer
Other names: STEPHEN P ODONNELL|STEPHEN PATRICK ODONNELL|STEPHEN P O DONNELL|STEPHEN P O'DONNELL|Steve O'Donnell|STEPHEN P O'DONNELL|STEPHEN PATRICK O'DONNELL|STEPHEN PATRICK O'DONNELL
IAPD individual key: 3184790

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O'DONNELL WEALTH MANAGEMENT	Independent wealth	Oct 17, 2022	n/a	yes	CODY, WY\|CODY, WY	Current employment
SAXONY CAPITAL MANAGEMENT, LLC	Independent wealth	Mar 22, 2016	Nov 3, 2022	no	Cody, WY\|SAINT LOUIS, MO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 10, 2009	Dec 31, 2009	no	PORT JERVIS, NY\|RYE BROOK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 13, 2009	no	PORT JERVIS, NY\|STROUDSBURG, PA\|Scranton, PA\|PORT JERVIS, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 11, 2008	Jun 1, 2009	no	STROUDSBURG, PA\|PORT JERVIS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAXONY CAPITAL MANAGEMENT, LLC	O'DONNELL WEALTH MANAGEMENT	Nov 3, 2022	Oct 17, 2022	-17	Firm change	RIA to new firm
AMERIPRISE FINANCIAL SERVICES, LLC	SAXONY CAPITAL MANAGEMENT, LLC	Dec 31, 2009	Mar 22, 2016	2,273	Firm change after gap	Other
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 13, 2009	Jul 10, 2009	-3	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ O'DONNELL WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 17, 2022 to presentfactForm ADV
→ SAXONY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 22, 2016 to Nov 3, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 10, 2009 to Dec 31, 2009factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 13, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 11, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
Nov 3, 2022
Advisor changed firm
Stephen Patrick O'Donnell left Saxony Capital Management, Llc for O'Donnell Wealth Management (registered 2022-10-17)
Form ADVobserved 6 days ago