DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Patrick O'Donnell
Feed of 09/14/2026
Also filed as Stephen P Odonnell
At current firm
3 y
since Oct 17, 2022
In the industry
27 y
since Apr 30, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O'Donnell Wealth Management independent RIA currentsince Oct 17, 2022 · Cody, Wy
- Saxony Capital Management, LLC independent RIAMar 22, 2016 to Nov 3, 2022 · Cody, Wy
- Ameriprise Financial Services, LLC national BDJul 10, 2009 to Dec 31, 2009 · Port Jervis, Ny
- Morgan Stanley wirehouseJun 1, 2009 to Jul 13, 2009 · Port Jervis, Ny
- Morgan Stanley & Co. LLC unclassifiedApr 11, 2008 to Jun 1, 2009 · Stroudsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- Saxony Capital Management, LLC to O'Donnell Wealth Managementleft Nov 3, 2022, registered Oct 17, 2022 (-17 days) · RIA to a newly registered adviser
- Ameriprise Financial Services, LLC to Saxony Capital Management, LLCleft Dec 31, 2009, registered Mar 22, 2016 (2273 days) · Other
- Morgan Stanley to Ameriprise Financial Services, LLCleft Jul 13, 2009, registered Jul 10, 2009 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Stephen Patrick O'Donnell left Saxony Capital Management, Llc for O'Donnell Wealth Management (registered 2022-10-17)Nov 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address