DFX Intelligence

Data Factory

RIA / WealthAdvisor29 years in industry

DONALD JAMES PAUL

Advisor at PRIME CAPITAL FINANCIAL

Fayetteville, AR | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c682959-1d85-a30f-084d-ae8dc85c0971

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 26, 1997
First registration: Sep 19, 2001
Dual registered: no
Other names: DON PAUL
IAPD individual key: 2382548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Apr 1, 2021	n/a	yes	OVERLAND PARK, KS\|Fayetteville, AR	Current employment
SPHERE, LLC	n/a	Mar 3, 2017	Mar 31, 2021	no	FAYETTEVILLE, AR	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Mar 6, 2017	no	FORT SMITH, AR\|PORTLAND, OR	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 16, 2013	Jan 21, 2014	no	FORT SMITH, AR\|Rogers, AR\|VANCOUVER, WA\|TIGARD, OR	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Aug 11, 2010	Apr 25, 2013	no	Vancouver, WA\|Beaverton, OR\|Tigard, OR	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 21, 2010	Aug 5, 2010	no	ROGERS, AR	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 26, 2009	Jun 16, 2010	no	SAINT PETERSBURG, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 8, 2007	Jan 23, 2009	no	ROGERS, AR	Previous registration
ARVEST WEALTH MANAGEMENT	Independent wealth	Sep 19, 2001	Jun 28, 2007	no	ROGERS, AR\|ROGERS, AR\|LOWELL, AR\|LOWELL, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPHERE, LLC	PRIME CAPITAL FINANCIAL	Mar 31, 2021	Apr 1, 2021	1	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	SPHERE, LLC	Mar 6, 2017	Mar 3, 2017	-3	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
KEY INVESTMENT SERVICES LLC	CETERA INVESTMENT SERVICES LLC	Apr 25, 2013	May 16, 2013	21	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	KEY INVESTMENT SERVICES LLC	Aug 5, 2010	Aug 11, 2010	6	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Jun 16, 2010	Jun 21, 2010	5	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 23, 2009	Jan 26, 2009	3	Firm change	Other
ARVEST WEALTH MANAGEMENT	CITIGROUP GLOBAL MARKETS INC.	Jun 28, 2007	Jun 8, 2007	-20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174488:288712:AR:2021-03-31	Mar 31, 2021	Apr 1, 2021	FAYETTEVILLE, AR	Firm change

Relationships

Registered with (9)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Apr 1, 2021 to presentfactForm ADV
→ SPHERE, LLCRegistered adviserregistration: previous registration
Mar 3, 2017 to Mar 31, 2021factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Mar 6, 2017factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 16, 2013 to Jan 21, 2014factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 11, 2010 to Apr 25, 2013factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 21, 2010 to Aug 5, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 26, 2009 to Jun 16, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 8, 2007 to Jan 23, 2009factForm ADV
→ ARVEST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 19, 2001 to Jun 28, 2007factForm ADV

Dated events

No dated event names this entity yet.