DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donald James Paul
Feed of 09/15/2026
Also filed as Don Paul
At current firm
5 y
since Apr 1, 2021
In the industry
29 y
since Feb 26, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Apr 1, 2021 · Overland Park, Ks
- Sphere, LLC unclassifiedMar 3, 2017 to Mar 31, 2021 · Fayetteville, Ar
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Mar 6, 2017 · Fort Smith, Ar
- Cetera Investment Services LLC formerMay 16, 2013 to Jan 21, 2014 · Fort Smith, Ar
- Key Investment Services LLC BD affiliatedAug 11, 2010 to Apr 25, 2013 · Vancouver, Wa
- Raymond James & Associates, Inc. national BDJun 21, 2010 to Aug 5, 2010 · Rogers, Ar
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 26, 2009 to Jun 16, 2010 · Saint Petersburg, Fl
- Citigroup Global Markets Inc. BD affiliatedJun 8, 2007 to Jan 23, 2009 · Rogers, Ar
- Arvest Wealth Management independent RIASep 19, 2001 to Jun 28, 2007 · Rogers, Ar
Moves
a registration end followed by a registration begin elsewhere
- Sphere, LLC to Prime Capital Financialleft Mar 31, 2021, registered Apr 1, 2021 (1 days) · Other · moved with a team
- Cetera Investment Advisers LLC to Sphere, LLCleft Mar 6, 2017, registered Mar 3, 2017 (-3 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Key Investment Services LLC to Cetera Investment Services LLCleft Apr 25, 2013, registered May 16, 2013 (21 days) · Other
- Raymond James & Associates, Inc. to Key Investment Services LLCleft Aug 5, 2010, registered Aug 11, 2010 (6 days) · Other
- Raymond James Financial Services Advisors, Inc to Raymond James & Associates, Inc.left Jun 16, 2010, registered Jun 21, 2010 (5 days) · Other
- Citigroup Global Markets Inc. to Raymond James Financial Services Advisors, Incleft Jan 23, 2009, registered Jan 26, 2009 (3 days) · Other
- Arvest Wealth Management to Citigroup Global Markets Inc.left Jun 28, 2007, registered Jun 8, 2007 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address