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Advisor at MML INVESTORS SERVICES, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 2, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| EDWARD JONES | National bd RIA | Jul 24, 2023 | Mar 5, 2026 | no | Rye Brook, NY|New York, NY | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 17, 2019 | Jul 20, 2023 | no | NEW YORK, NY | Previous registration |
| UNFCU ADVISORS LLC | Other adviser | Aug 2, 2018 | Apr 30, 2019 | no | New York, NY | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 26, 2018 | May 1, 2018 | no | NEW YORK, NY | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | May 13, 2016 | Mar 19, 2018 | no | NEW YORK, NY | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 24, 2010 | Sep 30, 2011 | no | BROOKLYN, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 5, 2010 | Mar 29, 2010 | no | NEW YORK, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 10, 2009 | Oct 28, 2009 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | MML INVESTORS SERVICES, LLC | Mar 5, 2026 | Mar 2, 2026 | -3 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | EDWARD JONES | Jul 20, 2023 | Jul 24, 2023 | 4 | Firm change | Ibd to ibd |
| UNFCU ADVISORS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 30, 2019 | Jun 17, 2019 | 48 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | UNFCU ADVISORS LLC | May 1, 2018 | Aug 2, 2018 | 93 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 19, 2018 | Apr 26, 2018 | 38 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | ADVICE AND PLANNING SERVICES | Sep 30, 2011 | May 13, 2016 | 1,687 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | MSI FINANCIAL SERVICES, INC. | Mar 29, 2010 | Jun 24, 2010 | 87 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | CHASE INVESTMENT SERVICES CORP. | Oct 28, 2009 | Jan 5, 2010 | 69 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:10409:NY:2026-03-05 | Mar 5, 2026 | Mar 2, 2026 | NEW YORK, NY | Firm change |
| 149018:136572:NY:2018-05-01 | May 1, 2018 | Aug 2, 2018 | NEW YORK, NY | Firm change |