DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• P•••••••

M•• I•••••••• S•••••••• L••BD affiliatedNew York, Nydual registrantIAPD 5585979

Feed of 09/14/2026

Also filed as Kamar Kwame Plunkett

At current firm

0 y

since Mar 2, 2026

In the industry

17 y

since Dec 16, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Mar 2, 2026 · New York, Ny
E••••• J•••• national BD
Jul 24, 2023 to Mar 5, 2026 · Rye Brook, Ny
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 17, 2019 to Jul 20, 2023 · New York, Ny
U•••• A••••••• L•• other
Aug 2, 2018 to Apr 30, 2019 · New York, Ny
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 26, 2018 to May 1, 2018 · New York, Ny
A••••• A•• P••••••• S••••••• BD affiliated
May 13, 2016 to Mar 19, 2018 · New York, Ny
M•• F•••••••• S•••••••• I••• former
Jun 24, 2010 to Sep 30, 2011 · Brooklyn, Ny
C•••• I••••••••• S••••••• C•••• former
Jan 5, 2010 to Mar 29, 2010 · New York, Ny
E•••••••• A•••••••• L•• national BD
Jun 10, 2009 to Oct 28, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to M•• I•••••••• S•••••••• L••
left Mar 5, 2026, registered Mar 2, 2026 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to E••••• J••••
left Jul 20, 2023, registered Jul 24, 2023 (4 days) · Affiliated broker-dealer or bank to another
U•••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 30, 2019, registered Jun 17, 2019 (48 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U•••• A••••••• L••
left May 1, 2018, registered Aug 2, 2018 (93 days) · Other · moved with a team
A••••• A•• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 19, 2018, registered Apr 26, 2018 (38 days) · Other
M•• F•••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••
left Sep 30, 2011, registered May 13, 2016 (1687 days) · Other
C•••• I••••••••• S••••••• C•••• to M•• F•••••••• S•••••••• I•••
left Mar 29, 2010, registered Jun 24, 2010 (87 days) · Other
E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••
left Oct 28, 2009, registered Jan 5, 2010 (69 days) · Other

Signals

K•••• P••••••• left E••••• J•••• for M•• I•••••••• S•••••••• L•• (registered 2026-03-02)
Mar 5, 2026 · Advisor changed firm · fact
K•••• P••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E••••• J•••• (registered 2023-07-24)
Jul 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address