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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

Brett Thomas Bartkiewicz

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Avon, CT

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Search this name across graphsid dfx:ria:2c8d4dd2-e2e7-4c37-34f1-ec37253c401a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 10, 1995
First registration: Nov 10, 2003
Dual registered: yes, broker-dealer
Other names: Brett Bartkiewicz
IAPD individual key: 2456256

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 25, 2024	n/a	yes	Avon, CT\|Avon, CT	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Apr 6, 2016	May 10, 2024	no	HARTFORD, CT\|WILTON, CT\|Springfield, MA	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Sep 24, 2015	Mar 30, 2016	no	Radnor, PA	Previous registration
WELLESLEY ASSET MANAGEMENT, INC.	Mixed wealth	Aug 8, 2011	Sep 10, 2015	no	PORTSMOUTH, NH	Previous registration
REBY ADVISORS, LLC	Former SEC adviser	Mar 9, 2010	Sep 22, 2011	no	DANBURY, CT	Previous registration
FISHER INVESTMENTS	Independent wealth	Mar 21, 2006	Nov 28, 2008	no	AVON, CT\|PLANO, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 10, 2003	Mar 22, 2006	no	WATERTOWN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 10, 2024	Apr 25, 2024	-15	Firm change	Ibd to ibd
MERCER GLOBAL ADVISORS INC.	TD PRIVATE CLIENT WEALTH LLC	Mar 30, 2016	Apr 6, 2016	7	Firm change	Other
WELLESLEY ASSET MANAGEMENT, INC.	MERCER GLOBAL ADVISORS INC.	Sep 10, 2015	Sep 24, 2015	14	Firm change	Other
REBY ADVISORS, LLC	WELLESLEY ASSET MANAGEMENT, INC.	Sep 22, 2011	Aug 8, 2011	-45	Firm change after gap	Other
FISHER INVESTMENTS	REBY ADVISORS, LLC	Nov 28, 2008	Mar 9, 2010	466	Firm change after gap	Other
WELLS FARGO ADVISORS	FISHER INVESTMENTS	Mar 22, 2006	Mar 21, 2006	-1	Firm change	Other

Relationships

Registered with (7)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 25, 2024 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Apr 6, 2016 to May 10, 2024factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Sep 24, 2015 to Mar 30, 2016factForm ADV
→ WELLESLEY ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 8, 2011 to Sep 10, 2015factForm ADV
→ REBY ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 9, 2010 to Sep 22, 2011factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 21, 2006 to Nov 28, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 10, 2003 to Mar 22, 2006factForm ADV

Dated events

Occurred
May 10, 2024
Advisor changed firm
Brett Thomas Bartkiewicz left Td Private Client Wealth Llc for Raymond James Financial Services Advisors, Inc (registered 2024-04-25)
Form ADVobserved 5 days ago