DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brett Thomas Bartkiewicz

Raymond James Financial Services Advisors, IncBD affiliatedAvon, Ctdual registrantIAPD 2456256

Feed of 09/14/2026

Also filed as Brett Bartkiewicz

At current firm

2 y

since Apr 25, 2024

In the industry

31 y

since Jan 10, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Apr 25, 2024 · Avon, Ct
Td Private Client Wealth LLC BD affiliated
Apr 6, 2016 to May 10, 2024 · Hartford, Ct
Mercer Global Advisors Inc. independent RIA
Sep 24, 2015 to Mar 30, 2016 · Radnor, Pa
Wellesley Asset Management, Inc. mixed wealth
Aug 8, 2011 to Sep 10, 2015 · Portsmouth, Nh
Reby Advisors, LLC former
Mar 9, 2010 to Sep 22, 2011 · Danbury, Ct
Fisher Investments independent RIA
Mar 21, 2006 to Nov 28, 2008 · Avon, Ct
Wells Fargo Advisors wirehouse
Nov 10, 2003 to Mar 22, 2006 · Watertown, Ct

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to Raymond James Financial Services Advisors, Inc
left May 10, 2024, registered Apr 25, 2024 (-15 days) · Affiliated broker-dealer or bank to another
Mercer Global Advisors Inc. to Td Private Client Wealth LLC
left Mar 30, 2016, registered Apr 6, 2016 (7 days) · Other
Wellesley Asset Management, Inc. to Mercer Global Advisors Inc.
left Sep 10, 2015, registered Sep 24, 2015 (14 days) · Other
Reby Advisors, LLC to Wellesley Asset Management, Inc.
left Sep 22, 2011, registered Aug 8, 2011 (-45 days) · Other
Fisher Investments to Reby Advisors, LLC
left Nov 28, 2008, registered Mar 9, 2010 (466 days) · Other
Wells Fargo Advisors to Fisher Investments
left Mar 22, 2006, registered Mar 21, 2006 (-1 days) · Other

Signals

Brett Thomas Bartkiewicz left Td Private Client Wealth Llc for Raymond James Financial Services Advisors, Inc (registered 2024-04-25)
May 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address