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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

CLYDE GOLDBERG

Advisor at HAZARD & SIEGEL ADVISORY SERVICES LLC

DEWITT, NY

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Search this name across graphsid dfx:ria:2cb98a61-a6e0-6e77-e792-91c59c0772cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAZARD & SIEGEL ADVISORY SERVICES LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 7, 1987
First registration: Mar 8, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 223898

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HAZARD & SIEGEL ADVISORY SERVICES LLC	Other adviser	May 14, 2021	n/a	yes	DEWITT, NY	Current employment
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jan 12, 2016	Apr 14, 2016	no	NEW WOODSTOCK, NY	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jan 9, 2015	Dec 31, 2015	no	NEW WOOSTSTOCK, NY\|NEW WOODSTOCK, NY	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	May 13, 2008	Dec 31, 2014	no	SYRACUSE, NY\|NEW WOODSTOCK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 8, 2008	May 13, 2008	no	SYRACUSE, NY\|SYRACUSE, NY\|SYRACUSE, NY	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Mar 8, 2002	Jun 10, 2003	no	SYRACUSE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RIDGEWAY CONGER ADVISORY SERVICES	HAZARD & SIEGEL ADVISORY SERVICES LLC	Apr 14, 2016	May 14, 2021	1,856	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	RIDGEWAY CONGER ADVISORY SERVICES	May 13, 2008	May 13, 2008	0	Firm change	Other
TOWER SQUARE SECURITIES, INC.	EQUITABLE ADVISORS, LLC	Jun 10, 2003	Apr 8, 2008	1,764	Firm change after gap	Other

Relationships

Registered with (4)

→ HAZARD & SIEGEL ADVISORY SERVICES LLCRegistered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ RIDGEWAY CONGER ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 12, 2016 to Apr 14, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2008 to May 13, 2008factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Mar 8, 2002 to Jun 10, 2003factForm ADV

Dated events

No dated event names this entity yet.