RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• G•••••••
- H••••• • S••••• A••••••• S••••••• L•• other currentsince May 14, 2021 · Dewitt, Ny
- R••••••• C••••• A••••••• S••••••• formerJan 12, 2016 to Apr 14, 2016 · New Woodstock, Ny
- R••••••• C••••• A••••••• S••••••• formerJan 9, 2015 to Dec 31, 2015 · New Wooststock, Ny
- R••••••• C••••• A••••••• S••••••• formerMay 13, 2008 to Dec 31, 2014 · Syracuse, Ny
- E•••••••• A•••••••• L•• national BDApr 8, 2008 to May 13, 2008 · Syracuse, Ny
- T•••• S••••• S••••••••• I••• formerMar 8, 2002 to Jun 10, 2003 · Syracuse, Ny
- R••••••• C••••• A••••••• S••••••• to H••••• • S••••• A••••••• S••••••• L••left Apr 14, 2016, registered May 14, 2021 (1856 days) · Other
- E•••••••• A•••••••• L•• to R••••••• C••••• A••••••• S•••••••left May 13, 2008, registered May 13, 2008 (0 days) · Other
- T•••• S••••• S••••••••• I••• to E•••••••• A•••••••• L••left Jun 10, 2003, registered Apr 8, 2008 (1764 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address