DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Simone Sabbagh Branigan

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cc0c3e5-6761-7d59-3115-df806364569d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 3, 2012
First registration: Aug 6, 2012
Dual registered: yes, broker-dealer
Other names: SIMONE SABBAGH BRANIGAN|SIMONE S BRANIGANSABBAGH|SIMONE SABBAGH|Simone Branigan
IAPD individual key: 5994468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 30, 2019	n/a	yes	LOS ANGELES, CA	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Mar 25, 2016	Sep 9, 2019	no	BEVERLY HILLS, CA	Previous registration
RBC SECURITIES, INC.	Bd affiliated wealth	Oct 7, 2013	Mar 16, 2016	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Aug 6, 2012	Sep 20, 2013	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 9, 2019	Sep 30, 2019	21	Firm change	Ibd to wirehouse
RBC SECURITIES, INC.	U.S. BANCORP ADVISORS, LLC	Mar 16, 2016	Mar 25, 2016	9	Firm change	Other
U.S. BANCORP ADVISORS, LLC	RBC SECURITIES, INC.	Sep 20, 2013	Oct 7, 2013	17	Firm change	Other

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Sep 30, 2019 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 25, 2016 to Sep 9, 2019factForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Oct 7, 2013 to Mar 16, 2016factForm ADV

Dated events

No dated event names this entity yet.