DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••••• A•••••••
Legal name E••••••••• A•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Nov 4, 2021 · 15 filings
SEC status approved since Dec 7, 2021
RAUM
$342M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
11%
$36.7M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$85.5M
derived; firm RAUM over IAPD count
Employees
22
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$342M as of Mar 30, 2026
Mar 30, 2022$142M then
HNW client RAUM$36.7M as of Mar 30, 2026
Mar 30, 2022$20.0M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 30, 20223 then
Employees (5.A)22 as of Mar 30, 2026
Mar 30, 202225 then
Private funds: no history
RAUM -2.3% over the last fiscal year+54% a year over threeIARs 4 to 5offices 2 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $85.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $470,821derivedHNW RAUM over HNW clients
- Average account
- $308,073derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $342M, 1,110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$305M89%
- High-net-worth individuals$36.7M11%
- Individual clients
- n/areported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,110reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $342M for 1,110 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.11 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• J••••• N••• | New York, Ny | Jan 4, 2024 | 15 y | 1 |
| E•••••••• C• W••••• | Scottsdale, Az | Jun 28, 2024 | 10 y | 0 |
| J•••• M•••••• M•••••••• | San Luis Obispo, Ca | Mar 10, 2025 | 10 y | 3 |
| C••••••••• J••• K••• | New York, Ny | Sep 12, 2025 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••• O••••• to O••••••••• • C•• I•••Nov 1, 2023 · RIA to affiliated broker-dealer or bank
- T••••• V• R••• to 4•• F••••••••Aug 11, 2020 · Other
Joined, latest
- J•••• M•••••• M•••••••• from S•••• I••••• S••••••••• L••Mar 10, 2025 · Other
- J••••• O••••• from O••••••••• • C•• I•••Feb 15, 2022 · Other
- T••••• V• R••• from N••••••••• W•••••Dec 4, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• C••••••••• M•••••• · Chief Technology Officercontrolsince 03/2021 · owns less than 5%
- K•••••••• T••••• A•• · Cco And General Counselcontrolsince 05/2022 · owns less than 5%
- K•••• C••••••••• J••• · Chief Executive Officercontrolsince 06/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Manhattan, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 30, 2026discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $100M to $500M (212) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 991 to 1,110Oct 29, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Oct 29, 2025 to Mar 30, 2026
- HNW clients · 86 to 78Oct 29, 2025 to Mar 30, 2026
- Assets in custody · $350M to $342MOct 29, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 5Oct 29, 2025 to Mar 30, 2026
- HNW RAUM · $44.8M to $36.7MOct 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $350M to $342MOct 29, 2025 to Mar 30, 2026
- RAUM · $350M to $342MOct 29, 2025 to Mar 30, 2026
- HQ city · BETHESDA to NEW YORKMar 28, 2025 to Oct 29, 2025
- HQ state · MD to NYMar 28, 2025 to Oct 29, 2025
- Other offices · 2 to 1Mar 28, 2025 to Oct 29, 2025
- Accounts · 930 to 991Mar 28, 2024 to Mar 28, 2025
- HNW clients · 88 to 86Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $211M to $350MMar 28, 2024 to Mar 28, 2025
- Employees · 23 to 22Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Other offices · 1 to 2Mar 28, 2024 to Mar 28, 2025
- HNW RAUM · $32.4M to $44.8MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $211M to $350MMar 28, 2024 to Mar 28, 2025
- RAUM · $211M to $350MMar 28, 2024 to Mar 28, 2025
- Accounts · 827 to 930Jan 4, 2024 to Mar 28, 2024
- Advisory employees · 2 to 4Jan 4, 2024 to Mar 28, 2024
- Advisory activities · 2 to 3Jan 4, 2024 to Mar 28, 2024
- HNW clients · 97 to 88Jan 4, 2024 to Mar 28, 2024
- Assets in custody · $93.9M to $211MJan 4, 2024 to Mar 28, 2024
- State-registered IARs · 2 to 4Jan 4, 2024 to Mar 28, 2024
- Other offices · 0 to 1Jan 4, 2024 to Mar 28, 2024
- HNW RAUM · $19.3M to $32.4MJan 4, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $93.9M to $211MJan 4, 2024 to Mar 28, 2024
- RAUM · $93.9M to $211MJan 4, 2024 to Mar 28, 2024
- HQ city · MIAMI to BETHESDAMar 31, 2023 to Nov 1, 2023
- HQ state · FL to MDMar 31, 2023 to Nov 1, 2023
- Accounts · 1,156 to 827Dec 7, 2022 to Mar 31, 2023
- Advisory employees · 3 to 2Dec 7, 2022 to Mar 31, 2023
- HNW clients · 75 to 97Dec 7, 2022 to Mar 31, 2023
- Assets in custody · $70.3M to $93.9MDec 7, 2022 to Mar 31, 2023
- Employees · 26 to 23Dec 7, 2022 to Mar 31, 2023
- State-registered IARs · 3 to 2Dec 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $142M to $0Dec 7, 2022 to Mar 31, 2023
- HNW RAUM · $20.0M to $19.3MDec 7, 2022 to Mar 31, 2023
Signals
10 dated events
- E••••••••• A••••••• reported RAUM $350.2M, up 66% from $211.1M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- E••••••••• A••••••• reported RAUM $211.1M, up 125% from $93.9M (2024-01-04 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- J••••• Ryan Nash (Head Of Operations) no longer on Schedule A of E••••••••• A••••••• (listed 2024-01-04, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- J••••• O••••• left E••••••••• A••••••• for O••••••••• • C•• I••• (registered 2026-09-10)Nov 1, 2023 · Advisor changed firm · fact
- Bruce Roderick Chisholm (Coo) no longer on Schedule A of E••••••••• A••••••• (listed 2022-12-07, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Ann Tanya Kerrigan (Cco And General Counsel) appeared on Schedule A of E••••••••• A•••••••Dec 6, 2022 · Control person joined · fact
- J••••• Ryan Nash (Vice President) appeared on Schedule A of E••••••••• A•••••••Mar 30, 2022 · Control person joined · fact
- Bruce Roderick Chisholm (Executive Vice President Of Investment Platform) appeared on Schedule A of E••••••••• A•••••••Mar 30, 2022 · Control person joined · fact
- Matthew Christopher Johnson (Chief Technology Officer) appeared on Schedule A of E••••••••• A•••••••Mar 30, 2022 · Control person joined · fact
- E••••••••• A••••••• filed its initial SEC registration (Form ADV)Nov 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/eaglebrook-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- eaglebrook.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-807-7374reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026