DFX Intelligence

J••• D••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor38 years in industry

J••• D••••• K••••••

Advisor at C••••••••• W•••••• L••

Chicago, IL | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cdb1532-580c-4a52-d447-8019bc8cfa77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Dec 21, 2023	n/a	yes	LOS ANGELES, CA\|Chicago, IL	Current employment
A••••••• P•••••••• L••	Former SEC adviser	Dec 12, 2016	Dec 22, 2023	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P•••••••• L••	C••••••••• W•••••• L••	Dec 22, 2023	Dec 21, 2023	-1	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	A••••••• P•••••••• L••	Jan 6, 2017	Dec 12, 2016

Relationships

Registered with (7)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Dec 21, 2023 to presentfactForm ADV
→ A••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2016 to Dec 22, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2012 to Jan 6, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
J••• D••••• K•••••• left A••••••• P•••••••• L•• for C••••••••• W•••••• L•• (registered 2023-12-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cdb1532-580c-4a52-d447-8019bc8cfa77
First observed: Jun 1, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.