DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joel Daniel Kendall

Composition Wealth, LLCindependent RIAChicago, Il IA-onlyIAPD 1666724

Feed of 09/14/2026

At current firm

2 y

since Dec 21, 2023

In the industry

38 y

since Jan 20, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Composition Wealth, LLC independent RIA current
since Dec 21, 2023 · Los Angeles, Ca
Advisory Partners, LLC former
Dec 12, 2016 to Dec 22, 2023 · Chicago, Il
UBS Financial Services Inc. wirehouse
Apr 5, 2012 to Jan 6, 2017 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 5, 2007 to Apr 9, 2012 · Chicago, Il
Oppenheimer Asset Management BD affiliated
Apr 15, 2003 to Jul 10, 2007 · New York, Ny
Oppenheimer & Co. Inc. BD affiliated
Jan 3, 2003 to Apr 15, 2003 · Chicago, Il
Cibc World Markets Corp. unclassified
Jun 1, 2001 to Jan 3, 2003 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Advisory Partners, LLC to Composition Wealth, LLC
left Dec 22, 2023, registered Dec 21, 2023 (-1 days) · RIA to RIA
UBS Financial Services Inc. to Advisory Partners, LLC
left Jan 6, 2017, registered Dec 12, 2016 (-25 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.
left Apr 9, 2012, registered Apr 5, 2012 (-4 days) · Wirehouse to wirehouse
Oppenheimer Asset Management to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jul 10, 2007, registered Jul 5, 2007 (-5 days) · Other
Oppenheimer & Co. Inc. to Oppenheimer Asset Management
left Apr 15, 2003, registered Apr 15, 2003 (0 days) · corporate re-registration, not a move
Cibc World Markets Corp. to Oppenheimer & Co. Inc.
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

Joel Daniel Kendall left Advisory Partners, Llc for Composition Wealth, Llc (registered 2023-12-21)
Dec 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address