DFX Intelligence

S•••••••• M•••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

S•••••••• M•••• D•••••••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

Seattle, WA | CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ce1d456-6a1d-6b11-0e06-57364434df83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Feb 26, 2026	n/a	yes	Seattle, WA\|CLEVELAND, OH	Current employment
T•• C•••••• G••••• L••	Former SEC adviser	Nov 8, 2024	Feb 18, 2026	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••• G••••• L••	C••••••••• C••••••••• A••••••• S••••••••	Feb 18, 2026	Feb 26, 2026	8	Firm change	RIA to RIA
F•••••••• C•••••• M••••••••• L••	T•• C•••••• G••••• L••	Jul 1, 2024	Nov 8, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
173347:105674:WA:2026-02-11	Feb 18, 2026	Feb 26, 2026	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ T•• C•••••• G••••• L••Registered adviserregistration: previous registration
Nov 8, 2024 to Feb 18, 2026factForm ADV
→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 11, 2017 to Jul 1, 2024factForm ADV
→ W••••••••• A•••••••

Dated events

Occurred
Feb 18, 2026
Advisor changed firm
S•••••••• M•••• D••••••••• left T•• C•••••• G••••• L•• for C••••••••• C••••••••• A••••••• S•••••••• (registered 2026-02-26)
Form ADVobserved 7 days ago
Occurred
Jul 1, 2024
Advisor changed firm
S•••••••• M•••• D••••••••• left F•••••••• C•••••• M••••••••• L•• for T•• C•••••• G••••• L•• (registered 2024-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ce1d456-6a1d-6b11-0e06-57364434df83
First observed: Jul 17, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.