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RIA / WealthAdvisorChartered Financial Consultant15 years in industry

R. Alan KIRBY

Advisor at RIDGEBROOKE CAPITAL MANAGEMENT LLC

COOKEVILLE, TN | Knoxvilee, TN

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Search this name across graphsid dfx:ria:2cfa7e5c-dee2-de66-bcad-7b1a0b5ba62a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIDGEBROOKE CAPITAL MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S65
First exam: Aug 1, 2011
First registration: Mar 12, 2012
Dual registered: no
Other names: ALAN KIRBY|Ronald Alan KIRBY
IAPD individual key: 6010124

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIDGEBROOKE CAPITAL MANAGEMENT LLC	State registered	Dec 18, 2020	n/a	yes	Knoxvilee, TN\|COOKEVILLE, TN	Current employment
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	May 2, 2018	Feb 17, 2021	no	Knoxville, TN\|Knoxville, TN\|Cookeville, TN\|BRENTWOOD, TN\|Cookeville, TN	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jun 25, 2015	Apr 27, 2018	no	COOKEVILLE, TN\|CINCINNATI, OH\|Knoxville, TN	Previous registration
ROYAL FUND MANAGEMENT, LLC	Independent wealth	May 10, 2013	Jun 24, 2015	no	COOKEVILLE, TN\|LADY LAKE, FL	Previous registration
AMERICAN ELITE RETIREMENT	n/a	Mar 12, 2012	May 31, 2013	no	COOKEVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIRTUE CAPITAL MANAGEMENT, LLC	RIDGEBROOKE CAPITAL MANAGEMENT LLC	Feb 17, 2021	Dec 18, 2020	-61	Firm change after gap	RIA to state RIA
HORTER INVESTMENT MANAGEMENT, LLC	VIRTUE CAPITAL MANAGEMENT, LLC	Apr 27, 2018	May 2, 2018	5	Firm change	RIA to RIA
ROYAL FUND MANAGEMENT, LLC	HORTER INVESTMENT MANAGEMENT, LLC	Jun 24, 2015	Jun 25, 2015	1	Firm change	Other
AMERICAN ELITE RETIREMENT	ROYAL FUND MANAGEMENT, LLC	May 31, 2013	May 10, 2013	-21	Firm change	Other

Relationships

Registered with (5)

→ RIDGEBROOKE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 2, 2018 to Feb 17, 2021factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 25, 2015 to Apr 27, 2018factForm ADV
→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 10, 2013 to Jun 24, 2015factForm ADV
→ AMERICAN ELITE RETIREMENTRegistered adviserregistration: previous registration
Mar 12, 2012 to May 31, 2013factForm ADV

Dated events

No dated event names this entity yet.