DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
R. Alan Kirby
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Alan Kirby
At current firm
5 y
since Dec 18, 2020
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ridgebrooke Capital Management LLC state registered currentsince Dec 18, 2020 · Knoxvilee, Tn
- Virtue Capital Management, LLC independent RIAMay 2, 2018 to Feb 17, 2021 · Knoxville, Tn
- Horter Investment Management, LLC independent RIAJun 25, 2015 to Apr 27, 2018 · Cookeville, Tn
- Royal Fund Management, LLC independent RIAMay 10, 2013 to Jun 24, 2015 · Cookeville, Tn
- American Elite Retirement unclassifiedMar 12, 2012 to May 31, 2013 · Cookeville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Virtue Capital Management, LLC to Ridgebrooke Capital Management LLCleft Feb 17, 2021, registered Dec 18, 2020 (-61 days) · RIA to a state-registered adviser
- Horter Investment Management, LLC to Virtue Capital Management, LLCleft Apr 27, 2018, registered May 2, 2018 (5 days) · RIA to RIA
- Royal Fund Management, LLC to Horter Investment Management, LLCleft Jun 24, 2015, registered Jun 25, 2015 (1 days) · Other
- American Elite Retirement to Royal Fund Management, LLCleft May 31, 2013, registered May 10, 2013 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address