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RIA / WealthAdvisor14 years in industry

ANDREW STEVEN FICARRA

Advisor at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

NEWPORT BEACH, CA | Scottsdale, AZ | Tempe, AZ

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Search this name across graphsid dfx:ria:2d16eaab-fa59-5334-4d90-29a4749cb014

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 4
Exams: S65|S66
First exam: Aug 24, 2012
First registration: Aug 27, 2012
Dual registered: no
Other names: Andrew Steven Ficarra|ANDREW S FICARRA
IAPD individual key: 6073920

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Independent wealth	Mar 8, 2023	n/a	yes	NEWPORT BEACH, CA\|Scottsdale, AZ	Current employment
CADENCE WEALTH MANAGEMENT, LLC	State registered	Feb 28, 2022	n/a	yes	Tempe, AZ	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 11, 2014	Jun 24, 2015	no	SAN FRANCISCO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 11, 2014	Jun 24, 2015	no	SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 27, 2012	Aug 19, 2014	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 24, 2015	Aug 11, 2014	-317	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CADENCE WEALTH MANAGEMENT, LLC	Jun 24, 2015	Feb 28, 2022	2,441	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Aug 19, 2014	Aug 11, 2014	-8	Firm change	Other

Relationships

Registered with (5)

→ SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 8, 2023 to presentfactForm ADV
→ CADENCE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 28, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 11, 2014 to Jun 24, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 11, 2014 to Jun 24, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 27, 2012 to Aug 19, 2014factForm ADV

Dated events

No dated event names this entity yet.