B•••••• H•••••

Advisor at S•••••••• A••••••••• L••

SACRAMENTO, CA | Sacramento, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d184652-66bf-ccd5-a309-d4357809608d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 24, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••••• L••	Former SEC adviser	Sep 19, 2022	n/a	yes	Sacramento, CA\|SACRAMENTO, CA	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Jan 23, 2023	Nov 15, 2023	no	SACRAMENTO, CA\|ORANGE, CA\|SACRAMENTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	n/a	Nov 15, 2023	n/a	n/a	Departure no registered destination	Departure
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••••• A••••••••• L••	Dec 31, 2022	Sep 19, 2022	-103

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:316858:CA:2022-12-31	Dec 31, 2022	Sep 19, 2022	SACRAMENTO, CA	Firm change after gap

Relationships

Registered with (9)

→ S•••••••• A••••••••• L••Registered adviserregistration: current employment
Sep 19, 2022 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Jan 23, 2023 to Nov 15, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2014 to Dec 31, 2022factForm ADV
→ S•••••••• W••••• A••••••• G••••

Dated events

Occurred
Nov 15, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d184652-66bf-ccd5-a309-d4357809608d
First observed: Jan 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.