DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brad Harsch
At current firm
3 y
since Sep 19, 2022
In the industry
37 y
since May 24, 1989 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advocates, LLC former currentsince Sep 19, 2022 · Sacramento, Ca
- Crown Capital Securities, L.P. formerJan 23, 2023 to Nov 15, 2023 · Sacramento, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedFeb 17, 2014 to Dec 31, 2022 · Elk Grove, Ca
- LPL Financial LLC BD affiliatedSep 8, 2009 to Dec 12, 2009 · Sacramento, Ca
- Associated Securities Corp. unclassifiedJan 2, 2009 to Sep 8, 2009 · San Mateo, Ca
- Strategic Wealth Advisors Group formerSep 5, 2006 to Feb 14, 2014 · Sacramento, Ca
- Fsc Securities Corporation formerAug 18, 2003 to Dec 31, 2008 · Sacramento, Ca
- Wells Fargo Advisors wirehouseJul 1, 2003 to Jul 25, 2003 · Sacramento, Ca
- Prudential Equity Group, LLC unclassifiedJan 18, 2001 to Jul 1, 2003 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- Crown Capital Securities, L.P. to no registered destinationleft Nov 15, 2023 · Departure, no registered destination
- Cambridge Investment Research Advisors, Inc. to Strategic Advocates, LLCleft Dec 31, 2022, registered Sep 19, 2022 (-103 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Strategic Wealth Advisors Group to Associated Securities Corp.left Feb 14, 2014, registered Jan 2, 2009 (-1869 days) · Other
- LPL Financial LLC to Cambridge Investment Research Advisors, Inc.left Dec 12, 2009, registered Feb 17, 2014 (1528 days) · Other
- Associated Securities Corp. to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- Fsc Securities Corporation to Strategic Wealth Advisors Groupleft Dec 31, 2008, registered Sep 5, 2006 (-848 days) · Other
- Wells Fargo Advisors to Fsc Securities Corporationleft Jul 25, 2003, registered Aug 18, 2003 (24 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- Bradley Harsch no longer registered at Crown Capital Securities, L.P.; no later IA registration on IAPDNov 15, 2023 · Advisor departure · fact
- Bradley Harsch left Cambridge Investment Research Advisors, Inc. for Strategic Advocates, Llc (registered 2022-09-19)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address