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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

DOLMAN WINSTON VINEYARD

Advisor at MML INVESTORS SERVICES, LLC

Scottsdale, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Feb 29, 2012
First registration: May 14, 2010
Dual registered: yes, broker-dealer
Other names: DOLMAN VINEYARD|Dolman Winston Vineyard|TREY WINSTON VINEYARD III|TREY VINEYARD|Dolman Winston Vineyard|DOLMAN WINSTON VINEYARD
IAPD individual key: 5516897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 28, 2024	n/a	yes	Scottsdale, AZ	Current employment
Vinity	n/a	Jun 13, 2019	Apr 3, 2025	no	SCOTTSDALE, AZ	Previous registration
SHARPEPOINT, LLC	Independent wealth	Jan 12, 2018	Jun 3, 2019	no	PHOENIX, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2014	Jan 6, 2014	no	PHOENIX, AZ	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Nov 20, 2012	Jan 10, 2018	no	PHOENIX, AZ\|MORRISTOWN, NJ\|Phoenix, AZ	Previous registration
WADDELL & REED	Former SEC adviser	May 14, 2010	Oct 29, 2012	no	SCOTTSDALE, AZ\|MESA, AZ\|PEORIA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Vinity	MML INVESTORS SERVICES, LLC	Apr 3, 2025	Oct 28, 2024	-157	Firm change after gap	Other
SHARPEPOINT, LLC	Vinity	Jun 3, 2019	Jun 13, 2019	10	Firm change	Other
PRIVATE ADVISOR GROUP, LLC	LPL FINANCIAL LLC	Jan 10, 2018	Jan 6, 2014	-1,465	Firm change after gap	Other
LPL FINANCIAL LLC	SHARPEPOINT, LLC	Jan 6, 2014	Jan 12, 2018	1,467	Firm change after gap	Other
WADDELL & REED	PRIVATE ADVISOR GROUP, LLC	Oct 29, 2012	Nov 20, 2012	22	Firm change	Other

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ VINITYRegistered adviserregistration: previous registration
Jun 13, 2019 to Apr 3, 2025factForm ADV
→ SHARPEPOINT, LLCRegistered adviserregistration: previous registration
Jan 12, 2018 to Jun 3, 2019factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Nov 20, 2012 to Jan 10, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 6, 2014 to Jan 6, 2014factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 14, 2010 to Oct 29, 2012factForm ADV

Dated events

Occurred
Apr 3, 2025
Advisor changed firm
Dolman Winston Vineyard left Vinity for Mml Investors Services, Llc (registered 2024-10-28)
Form ADVobserved 4 days ago