DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• W•••••• V•••••••

M•• I•••••••• S•••••••• L••BD affiliatedScottsdale, Azdual registrantIAPD 5516897

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••••• V•••••••

At current firm

1 y

since Oct 28, 2024

In the industry

19 y

since May 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Oct 28, 2024 · Scottsdale, Az
V••••• unclassified
Jun 13, 2019 to Apr 3, 2025 · Scottsdale, Az
S••••••••• L•• independent RIA
Jan 12, 2018 to Jun 3, 2019 · Phoenix, Az
L•• F•••••••• L•• BD affiliated
Jan 6, 2014 to Jan 6, 2014 · Phoenix, Az
P•••••• A•••••• G••••• L•• BD affiliated
Nov 20, 2012 to Jan 10, 2018 · Phoenix, Az
W•••••• • R••• former
May 14, 2010 to Oct 29, 2012 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

V••••• to M•• I•••••••• S•••••••• L••
left Apr 3, 2025, registered Oct 28, 2024 (-157 days) · Other
S••••••••• L•• to V•••••
left Jun 3, 2019, registered Jun 13, 2019 (10 days) · Other
P•••••• A•••••• G••••• L•• to L•• F•••••••• L••
left Jan 10, 2018, registered Jan 6, 2014 (-1465 days) · Other
L•• F•••••••• L•• to S••••••••• L••
left Jan 6, 2014, registered Jan 12, 2018 (1467 days) · Other
W•••••• • R••• to P•••••• A•••••• G••••• L••
left Oct 29, 2012, registered Nov 20, 2012 (22 days) · Other

Signals

D••••• W•••••• V••••••• left Vinity for M•• I•••••••• S•••••••• L•• (registered 2024-10-28)
Apr 3, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address