DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Chad Mitchell

Advisor at OSAIC WEALTH, INC.

Russellville, AR | HAMPTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d3975e9-1117-7bc9-457f-9c28512892c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 17, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 16, 2018
First registration: Sep 17, 1999
Dual registered: yes, broker-dealer
Other names: Chad Jeremy Mitchell|Chad Mitchell
IAPD individual key: 3270785

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 28, 2026	n/a	yes	Russellville, AR\|HAMPTON, VA	Current employment
EDWARD JONES	National bd RIA	Mar 19, 2018	Aug 31, 2026	no	RUSSELLVILLE, AR\|Russellville, AR\|ST LOUIS, MO\|Russellville, AR\|Paris, AR\|Russellville, AR	Previous registration
SAXONY CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 20, 2007	Nov 16, 2007	no	RUSSELLVILLE, AR\|SAINT LOUIS, MO	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 30, 2006	Feb 20, 2007	no	RUSSELLVILLE, AR\|RUSSELLVILLE, AR	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 16, 2002	Aug 31, 2004	no	BLOOMINGTON, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 17, 1999	Jun 28, 2002	no	LITTLE ROCK, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	OSAIC WEALTH, INC.	Aug 31, 2026	Aug 28, 2026	-3	Firm change	Ibd to ibd
SAXONY CAPITAL MANAGEMENT, LLC	EDWARD JONES	Nov 16, 2007	Mar 19, 2018	3,776	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	SAXONY CAPITAL MANAGEMENT, LLC	Feb 20, 2007	Feb 20, 2007	0	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	PRINCIPAL SECURITIES, INC.	Aug 31, 2004	Jun 30, 2006	668	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VALIC FINANCIAL ADVISORS, INC.	Jun 28, 2002	Jul 16, 2002	18	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 19, 2018 to Aug 31, 2026factForm ADV
→ SAXONY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 20, 2007 to Nov 16, 2007factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 30, 2006 to Feb 20, 2007factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 16, 2002 to Aug 31, 2004factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 17, 1999 to Jun 28, 2002factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
Chad Mitchell left Edward Jones for Osaic Wealth, Inc. (registered 2026-08-28)
Form ADVobserved 4 days ago