DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chad Mitchell

Osaic Wealth, Inc.BD affiliatedRussellville, Ar dual registrantIAPD 3270785

Feed of 09/15/2026

Also filed as Chad Jeremy Mitchell

At current firm

0 y

since Aug 28, 2026

In the industry

27 y

since Sep 17, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Aug 28, 2026 · Russellville, Ar
Edward Jones national BD
Mar 19, 2018 to Aug 31, 2026 · Russellville, Ar
Saxony Capital Management, LLC independent RIA
Feb 20, 2007 to Nov 16, 2007 · Russellville, Ar
Principal Securities, Inc. BD affiliated
Jun 30, 2006 to Feb 20, 2007 · Russellville, Ar
Valic Financial Advisors, Inc. BD affiliated
Jul 16, 2002 to Aug 31, 2004 · Bloomington, Mn
Ameriprise Financial Services, LLC national BD
Sep 17, 1999 to Jun 28, 2002 · Little Rock, Ar

Moves

a registration end followed by a registration begin elsewhere

Edward Jones to Osaic Wealth, Inc.
left Aug 31, 2026, registered Aug 28, 2026 (-3 days) · Affiliated broker-dealer or bank to another
Saxony Capital Management, LLC to Edward Jones
left Nov 16, 2007, registered Mar 19, 2018 (3776 days) · Other
Principal Securities, Inc. to Saxony Capital Management, LLC
left Feb 20, 2007, registered Feb 20, 2007 (0 days) · Other
Valic Financial Advisors, Inc. to Principal Securities, Inc.
left Aug 31, 2004, registered Jun 30, 2006 (668 days) · Other
Ameriprise Financial Services, LLC to Valic Financial Advisors, Inc.
left Jun 28, 2002, registered Jul 16, 2002 (18 days) · Other

Signals

Chad Mitchell left Edward Jones for Osaic Wealth, Inc. (registered 2026-08-28)
Aug 31, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address