DFX Intelligence

A••••• E••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A••••• E••••• C•••••••••

Advisor at N•••••••• P•••••••• L••

MINNEAPOLIS, MN | San Rafael, CA

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Search this name across graphsid dfx:ria:2d4384eb-b671-7ae5-0e07-59868c0b1af9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	Oct 27, 2023	n/a	yes	San Rafael, CA\|MINNEAPOLIS, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 31, 2022	Nov 1, 2023	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••••• P•••••••• L••	Nov 1, 2023	Oct 27, 2023	-5	Firm change	Ibd to RIA
K••• C•••••• M••••••••• C•••••••••	A••••••••• F•••••••• S•••••••• L••	Jan 28, 2022	Mar 31, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:167908:CA:2023-10-31	Nov 1, 2023	Oct 27, 2023	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 27, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2022 to Nov 1, 2023factForm ADV
→ K••• C•••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 12, 2020 to Jan 28, 2022factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d4384eb-b671-7ae5-0e07-59868c0b1af9
First observed: Mar 12, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.