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Advisor at FIFTH THIRD SECURITIES, INC.
PHOENIX, AZ | Sun Tan Valley, AZ | Scottsdale, AZ | Mesa, AZ | San Tan Valley, AZ | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 16, 2026 | n/a | yes | Mesa, AZ|Mesa, AZ|PHOENIX, AZ|PHOENIX, AZ|Scottsdale, AZ|PHOENIX, AZ|PHOENIX, AZ|Sun Tan Valley, AZ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 23, 2026 | n/a | yes | San Tan Valley, AZ|Phoenix, AZ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 16, 2022 | Jan 27, 2026 | no | GILBERT, AZ | Previous registration |
| MORGAN STANLEY | Wirehouse | May 26, 2021 | Oct 19, 2022 | no | Gilbert, AZ|GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 27, 2026 | Jan 23, 2026 | -4 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 19, 2022 | Nov 16, 2022 | 28 | Firm change | Wirehouse to wirehouse |