DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark D. Kindberg
Feed of 09/15/2026
Also filed as Mark David Kindberg
At current firm
8 y
since Jun 6, 2018
In the industry
35 y
since Jan 15, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jun 6, 2018 · Columbus, Oh
- Edward Jones national BDAug 31, 2017 to Sep 14, 2017 · Lewis Center, Oh
- Carnegie Investment Counsel independent RIADec 3, 2010 to Dec 7, 2016 · Lewis Center, Oh
- Portfolio Medics, LLC independent RIADec 21, 2009 to Jul 19, 2010
- Wealthstone Advisors formerJan 22, 2004 to Feb 4, 2006 · Columbus, Oh
- Ppc Portfolio Consultants, Inc. unclassifiedJan 22, 2004 to Apr 26, 2006 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to J.P. Morgan Securities LLCleft Sep 14, 2017, registered Jun 6, 2018 (265 days) · Affiliated broker-dealer or bank to wirehouse
- Carnegie Investment Counsel to Edward Jonesleft Dec 7, 2016, registered Aug 31, 2017 (267 days) · Other
- Portfolio Medics, LLC to Carnegie Investment Counselleft Jul 19, 2010, registered Dec 3, 2010 (137 days) · Other
- Ppc Portfolio Consultants, Inc. to Portfolio Medics, LLCleft Apr 26, 2006, registered Dec 21, 2009 (1335 days) · Other
- Wealthstone Advisors to Ppc Portfolio Consultants, Inc.left Feb 4, 2006, registered Jan 22, 2004 (-744 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address