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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

ANTHONY GEBBEN

Advisor at INVESCO ADVISERS, INC.

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:2d6e6906-cd75-a499-6159-17142a21d3e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INVESCO ADVISERS, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 15, 2006
First registration: Jun 16, 2006
Dual registered: yes, broker-dealer
Other names: ANTHONY JAY GEBBEN
IAPD individual key: 5111639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVESCO ADVISERS, INC.	Asset manager	Jul 17, 2025	n/a	yes	DOWNERS GROVE, IL	Current employment
VAN KAMPEN ADVISORS INC	n/a	Oct 8, 2008	Aug 6, 2010	no	OAKBROOK TERRACE, IL\|HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 25, 2008	Sep 30, 2008	no	BARRINGTON, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 16, 2006	Mar 29, 2007	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VAN KAMPEN ADVISORS INC	INVESCO ADVISERS, INC.	Aug 6, 2010	Jul 17, 2025	5,459	Firm change after gap	Other
WELLS FARGO ADVISORS	VAN KAMPEN ADVISORS INC	Sep 30, 2008	Oct 8, 2008	8	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Mar 29, 2007	Jan 25, 2008	302	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ INVESCO ADVISERS, INC.Registered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ VAN KAMPEN ADVISORS INCRegistered adviserregistration: previous registration
Oct 8, 2008 to Aug 6, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 25, 2008 to Sep 30, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 16, 2006 to Mar 29, 2007factForm ADV

Dated events

No dated event names this entity yet.