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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

SUSAN JANE MARSHALL

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Finleyville, PA | Pittsburgh - South Hills, PA

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Search this name across graphsid dfx:ria:2d74022e-f32b-bcfa-b6c7-06b58dbf3e9c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Sep 19, 1983
First registration: Jun 11, 2003
Dual registered: yes, broker-dealer
Other names: SUE MARSHALL|SUSAN J HAAS|SUSAN JANE HAAS|SUE JANE HAAS
IAPD individual key: 1180541

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	n/a	yes	Finleyville, PA\|Pittsburgh - South Hills, PA	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jan 11, 2018	Oct 18, 2019	no	Washington, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 2, 2009	Jan 22, 2018	no	PITTSBURGH, PA\|SOUTHPOINTE, PA\|WASHINGTON, PA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 13, 2007	Feb 13, 2009	no	WASHINGTON, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Oct 31, 2006	no	SOUTHPOINTE, PA\|SOUTHPOINTE, PA	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 11, 2003	Jan 1, 2004	no	CANNONSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
PNC WEALTH MANAGEMENT	J.J.B. HILLIARD, W.L. LYONS, LLC	Jan 22, 2018	Jan 11, 2018	-11	Firm change	Ibd to RIA
FSC SECURITIES CORPORATION	PNC WEALTH MANAGEMENT	Feb 13, 2009	Mar 2, 2009	17	Firm change	Other
PNC WEALTH MANAGEMENT	FSC SECURITIES CORPORATION	Oct 31, 2006	Sep 13, 2007	317	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:453:PA:2018-01-19	Jan 22, 2018	Jan 11, 2018	WASHINGTON, PA	Firm change

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jan 11, 2018 to Oct 18, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 2, 2009 to Jan 22, 2018factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 13, 2007 to Feb 13, 2009factForm ADV

Dated events

No dated event names this entity yet.