RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• J••• M•••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Finleyville, Pa
- J••••• H•••••••• W••• L••••• L•• formerJan 11, 2018 to Oct 18, 2019 · Washington, Pa
- P•• W••••• M••••••••• BD affiliatedMar 2, 2009 to Jan 22, 2018 · Pittsburgh, Pa
- F•• S••••••••• C••••••••• formerSep 13, 2007 to Feb 13, 2009 · Washington, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Oct 31, 2006 · Southpointe, Pa
- J••••• H•••••••• W••• L••••• L•• formerJun 11, 2003 to Jan 1, 2004 · Cannonsburg, Pa
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to J••••• H•••••••• W••• L••••• L••left Jan 22, 2018, registered Jan 11, 2018 (-11 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F•• S••••••••• C••••••••• to P•• W••••• M•••••••••left Feb 13, 2009, registered Mar 2, 2009 (17 days) · Other
- P•• W••••• M••••••••• to F•• S••••••••• C•••••••••left Oct 31, 2006, registered Sep 13, 2007 (317 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address