DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
FREDERICK FINANCIAL CONSULTANTS, LLC, CRD 314290
FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C•••••• S•••••••• R••••••••• | Chartered Financial Consultant | FREDERICK, MD | 5 | 28 | 1 | yes |
| S•••• C•••••••• H••••• | n/a | FREDERICK, MD | 5 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••• L• R••••••• I•• | Owner | C | yes | 12/2021 | Mar 14, 2022 | Jul 31, 2024 |
| D••••••••• B••••••• A••••••••• L•• | Owner | C | yes | 12/2021 | Mar 14, 2022 | Jul 31, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $551M | $471M | 17.0% | $335M | 18.1% | 7 | 7 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | 5 | Jun 1, 2021 | Jan 7, 2025 | FREDERICK, MD | Team lift out | Ibd to new firm | 0.1% |
| yes |
| B•••• L•••• R•••••• | Certified Financial Planner | FREDERICK, MD | 5 | 28 | 1 | yes |
| K•••••• E•••••••• K••••••• | n/a | FREDERICK, MD | 3 | 11 | n/a | no |
| A•••• L••• M••••••• | n/a | FREDERICK, MD | 1 | 14 | n/a | no |
| B•••• A• W••••••••• | n/a | FREDERICK, MD | 1 | 11 | 2 | no |
| S•••••••• L••• R••••••••• | n/a | FREDERICK, MD | 1 | 24 | 1 | yes |
| E•••• H•••••••• | n/a | FREDERICK, MD | 1 | 11 | n/a | no |
| MANAGING MEMBER |
| Na |
| yes |
| 05/2021 |
| Apr 28, 2021 |
| Jul 31, 2024 |
| R••••••••• C••••••• S•••••••• | Owner | E | yes | 12/2021 | Apr 28, 2021 | Jul 31, 2024 |
| R••••••• B••••• L•••• | Owner | E | yes | 12/2021 | Apr 28, 2021 | Jul 31, 2024 |
| R••••••• B••••• L•••• | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | Na | yes | 05/2021 | Apr 28, 2021 | Jul 31, 2024 |
| W••••••••• W••••• A••••••• L•• | Owner | B | yes | 12/2021 | Mar 14, 2022 | Jul 31, 2024 |
| W••••••••• B••••• A• | MANAGING MEMBER | Na | yes | 12/2021 | Mar 14, 2022 | Jul 31, 2024 |
| W••••••••• B••••• A• | Owner | E | yes | 12/2021 | Mar 14, 2022 | Jul 31, 2024 |
| $551M |
| $551M |
| 7 |
| 6 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 10, 2025 | $471M | $471M | 7 | 6 | 0 | n/a | n/a |
| 2023 | Mar 15, 2024 | $390M | $390M | 7 | 5 | 0 | n/a | n/a |
| 2022 | Mar 22, 2023 | $335M | $334M | 7 | 5 | 0 | n/a | n/a |
| 2021 | Mar 14, 2022 | $348M | $347M | 5 | 3 | 0 | n/a | n/a |