DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V••••••• C•••••• P•••••••
Legal name F•••••••• F•••••••• C••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Apr 28, 2021 · 11 filings
SEC status approved since May 28, 2021
RAUM
$551M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$549M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$68.9M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$551M as of Mar 19, 2026
Mar 14, 2022$348M then
HNW client RAUM$439M as of Mar 19, 2026
Mar 14, 2022$194M then
State-registered IARs (5.B.3)7 as of Mar 19, 2026
Mar 14, 20223 then
Employees (5.A)7 as of Mar 19, 2026
Mar 14, 20225 then
Private funds: no history
RAUM +17% over the last fiscal year+18% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $68.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $670,396derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $551MreportedItem 5.I
- Custody
- $290M, 753 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$439M80%
- Individuals$110M20%
- Corporations and businesses$1.8M0.3%
- Charitable organizations$118,4440.0%
- Individual clients
- 498reported
- HNW clients
- 318reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 822reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $16.7M sponsored, $0 managedreported
- Custody of client assets
- $290M for 753 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• S•••••••• R•••••••••Chartered Financial Consultant | Frederick, Md | Jun 1, 2021 | 28 y | 1 |
| S•••• C•••••••• H••••• | Frederick, Md | Jun 3, 2021 | 11 y | 1 |
| B•••• L•••• R••••••Certified Financial Planner | Frederick, Md | Aug 23, 2021 | 28 y | 1 |
| K•••••• E•••••••• K••••••• | Frederick, Md | May 12, 2023 | 11 y | 0 |
| A•••• L••• M••••••• | Frederick, Md | Dec 17, 2024 | 14 y | 0 |
| B•••• A• W••••••••• | Frederick, Md | Jan 1, 2025 | 11 y | 2 |
| S•••••••• L••• R••••••••• | Frederick, Md | Jan 7, 2025 | 24 y | 1 |
| E•••• H•••••••• | Frederick, Md | Aug 4, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A••••• J•••• A••••• to C••••••• W••••• M••••••••• I•••Mar 4, 2024 · RIA to RIA
Joined, latest
- S•••••••• L••• R••••••••• from A••••••••• F•••••••• S•••••••• L••Jan 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- B•••• A• W••••••••• from L••••••••• W••••• M•••••••••Jan 1, 2025 · RIA to RIA
- B•••• L•••• R•••••• from A••••••••• F•••••••• S•••••••• L••Aug 23, 2021 · Affiliated broker-dealer or bank to independent RIA
- A••••• J•••• A••••• from A••••••••• F•••••••• S•••••••• L••Jun 3, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- S•••• C•••••••• H••••• from A••••••••• F•••••••• S•••••••• L••Jun 3, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• S•••••••• R••••••••• from A••••••••• F•••••••• S•••••••• L••Jun 1, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from A••••••••• F•••••••• S•••••••• L••Jun 1, 2021 · Frederick, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••••• C••••••• S•••••••• · Managing Membercontrolsince 05/2021 · owns less than 5%
- R••••••• B••••• L•••• · Chief Compliance Officer And Managing Membercontrolsince 05/2021 · owns less than 5%
- W••••••••• B••••• A• · Managing Membercontrolsince 12/2021 · owns less than 5%
- R••••••••• C••••••• S•••••••• · Ownercontrolsince 12/2021 · owns 75% or more of D••••••••• B••••••• A••••••••• L••
- R••••••• B••••• L•••• · Ownercontrolsince 12/2021 · owns 75% or more of B•••• L• R••••••• I••
- W••••••••• B••••• A• · Ownercontrolsince 12/2021 · owns 75% or more of W••••••••• W••••• A••••••• L••
Entity owners
- B•••• L• R••••••• I•• · Ownerdirect · owns 25% to 50%
- D••••••••• B••••••• A••••••••• L•• · Ownerdirect · owns 25% to 50%
- W••••••••• W••••• A••••••• L•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Frederick, Md · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 19, 2026accounts (Item 5.F.2.f) moved from 2,494.0 to 822.0 (-67.0%) between the annual amendments of 2025-03-10 and 2026-03-19; the peer median change was +6.0% (1256 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 0.6% percentile
What changed
consecutive filings, newest first
- Accounts · 2,494 to 822Mar 10, 2025 to Mar 19, 2026
- Corporate clients · unset to 6.0Mar 10, 2025 to Mar 19, 2026
- HNW clients · 225 to 318Mar 10, 2025 to Mar 19, 2026
- Individual clients · 537 to 498Mar 10, 2025 to Mar 19, 2026
- Assets in custody · $233M to $290MMar 10, 2025 to Mar 19, 2026
- Discretionary RAUM · $471M to $551MMar 10, 2025 to Mar 19, 2026
- HNW RAUM · $309M to $439MMar 10, 2025 to Mar 19, 2026
- Individual RAUM · $159M to $110MMar 10, 2025 to Mar 19, 2026
- RAUM · $471M to $551MMar 10, 2025 to Mar 19, 2026
- Wrap assets (sponsor) · $9.3M to $16.7MMar 10, 2025 to Mar 19, 2026
- Accounts · 2,228 to 2,494Jul 31, 2024 to Mar 10, 2025
- Advisory employees · 5 to 6Jul 31, 2024 to Mar 10, 2025
- BD registered reps · 5 to 4Jul 31, 2024 to Mar 10, 2025
- HNW clients · 224 to 225Jul 31, 2024 to Mar 10, 2025
- Individual clients · 502 to 537Jul 31, 2024 to Mar 10, 2025
- Assets in custody · $215M to $233MJul 31, 2024 to Mar 10, 2025
- Financial planning clients · 51-100 to 101-250Jul 31, 2024 to Mar 10, 2025
- Discretionary RAUM · $390M to $471MJul 31, 2024 to Mar 10, 2025
- HNW RAUM · $276M to $309MJul 31, 2024 to Mar 10, 2025
- Individual RAUM · $111M to $159MJul 31, 2024 to Mar 10, 2025
- RAUM · $390M to $471MJul 31, 2024 to Mar 10, 2025
- Wrap assets (sponsor) · $428,561 to $9.3MJul 31, 2024 to Mar 10, 2025
- Accounts · 2,093 to 2,228Oct 31, 2023 to Mar 15, 2024
- HNW clients · 212 to 224Oct 31, 2023 to Mar 15, 2024
- Individual clients · 596 to 502Oct 31, 2023 to Mar 15, 2024
- Assets in custody · $156M to $215MOct 31, 2023 to Mar 15, 2024
- Financial planning clients · 101-250 to 51-100Oct 31, 2023 to Mar 15, 2024
- State-registered IARs · 4 to 7Oct 31, 2023 to Mar 15, 2024
- Discretionary RAUM · $334M to $390MOct 31, 2023 to Mar 15, 2024
- HNW RAUM · $249M to $276MOct 31, 2023 to Mar 15, 2024
- Individual RAUM · $84.5M to $111MOct 31, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $891,911 to $0Oct 31, 2023 to Mar 15, 2024
- RAUM · $335M to $390MOct 31, 2023 to Mar 15, 2024
- Wrap assets (sponsor) · $339,919 to $428,561Oct 31, 2023 to Mar 15, 2024
- Accounts · 1,898 to 2,093Mar 14, 2022 to Mar 22, 2023
- Advisory employees · 3 to 5Mar 14, 2022 to Mar 22, 2023
- Advisory activities · 3 to 2Mar 14, 2022 to Mar 22, 2023
- HNW clients · 136 to 212Mar 14, 2022 to Mar 22, 2023
- Individual clients · 592 to 596Mar 14, 2022 to Mar 22, 2023
- Assets in custody · unset to 156322210.0Mar 14, 2022 to Mar 22, 2023
Signals
3 dated events
- A••••• J•••• A••••• left V••••••• C•••••• P••••••• for C••••••• W••••• M••••••••• I••• (registered 2024-06-04)Mar 4, 2024 · Advisor changed firm · fact
- A Brian Williamson (Owner) appeared on Schedule A of V••••••• C•••••• P•••••••Mar 14, 2022 · Control person joined · fact
- V••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Apr 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- b••••••• email
- info@vcpwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 301-228-9300reportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 604-222-3333reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- vcpwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (301) 228-9300reportedpublic record, Form ADV, Mar 19, 2026
- Team page
- vcpwealth.com/team-member-01reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026