DFX Intelligence

B•••• C••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

B•••• C••• G••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | CANTON, OH

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Search this name across graphsid dfx:ria:2d87a7ed-8c6a-4a71-82ee-84e8332414e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Nov 1, 2021	n/a	yes	NEW ORLEANS, LA\|CANTON, OH	Current employment
M•• A••••••• F•••••••• M••••••••• I•••	Former SEC adviser	May 20, 2015	Nov 1, 2021	no	CANTON, OH\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A••••••• F•••••••• M••••••••• I•••	N•••••• A•••••••	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
P••••••••• B•••••••• S•••••••• I•••	M•• A••••••• F•••••••• M••••••••• I•••	May 20, 2015	May 20, 2015

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 20, 2015 to Nov 1, 2021factForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2007 to May 20, 2015factForm ADV
→ SPC

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d87a7ed-8c6a-4a71-82ee-84e8332414e9
First observed: Feb 22, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.