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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

COUNTERPOINT FUNDS

COUNTERPOINT MUTUAL FUNDS, LLC, CRD 172379

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2da45ec0-933a-7e41-b8b0-31d1cb06a2e2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 10
On other graphs: 0
Observed: Aug 7, 2014 to Mar 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $3.2BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $648Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
SEC number: 801-80197
CIK: 1698461
CRD: 172379
Filings on the tape: 28
First filed: Aug 7, 2014
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
LANCE WORDELMANN	n/a	Boynton Beach, FL \| SAN DIEGO, CA	26	3	yes
MATTHEW EDWIN PARKHURST	n/a	SAN DIEGO, CA \| Houston, TX	16	3	yes
JOSEPH EDWARD ENGELBERG	n/a	SAN DIEGO, CA	15	1	no
MICHAEL MCGRATH	n/a	SAN DIEGO, CA \| Waltham, MA	13	3	yes
MICHAEL DAVID JONES	n/a	Maple Glen, PA \| SAN DIEGO, CA	27	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK, DAHLIA, D	CHIEF COMPLIANCE OFFICER	Na	yes	09/2024	Sep 12, 2024	Sep 12, 2024
KOUDSI, JOHN, CHARLES	MANAGING MEMBER, CHIEF STRATEGIC OFFICER	C	yes	06/2014	Aug 7, 2014	Sep 12, 2024
KRAUSE, DANIEL, WENDELL	MANAGING MEMBER, CHIEF MARKETING OFFICER	C	yes	02/2015	Nov 25, 2015	Sep 12, 2024
KRAUSE, MICHAEL, BENNETT	MANAGING MEMBER, CHIEF OPERATING OFFICER	C	yes	06/2014	Aug 7, 2014	Sep 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORE FINANCIAL PARTNERS INC.	n/a	Independent wealth	$302M	N	yes	n/a
COUNTERPOINT ASSET MANAGEMENT LLC	n/a	State registered	$90.6M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$3.2B	$3.2B	15	6	0	n/a	n/a
2024	Mar 11, 2025	$2.6B	$2.6B	9	5	0	n/a	n/a
2023	Feb 26, 2024	$1.7B	$1.7B	9	5	0	n/a	n/a
2022	Mar 20, 2023	$1.4B	$1.4B	8	4	0	n/a	n/a
2021	Mar 8, 2022	$971M	$971M	8	5	0	n/a	n/a
2020	Mar 10, 2021	$649M	$649M	6	4	0	n/a	n/a
2019	Apr 30, 2020	$474M	$474M	5	4	0	n/a	n/a
2018	Mar 1, 2019	$379M	$379M	5	4	0	n/a	n/a
2017	Mar 6, 2018	$437M	$437M	5	4	0	n/a	n/a
2016	Feb 3, 2017	$254M	$254M	7	4	n/a	n/a	n/a
2015	Jan 18, 2016	$105M	$105M	4	3	n/a	n/a	n/a
2014	Feb 6, 2015	$8.5M	$8.5M	3	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.2B	$2.6B	22.9%	$1.4B	33.8%	15	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COUNTERPOINT ASSET MANAGEMENT LLC	2	Jan 13, 2026	Feb 24, 2026	SAN DIEGO, CA	Team lift out	Other	25.0%

Relationships

Registered with (5)

← MICHAEL DAVID JONESAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← LANCE WORDELMANNAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← MATTHEW EDWIN PARKHURSTAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← JOSEPH EDWARD ENGELBERGAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← MICHAEL MCGRATHAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV

Affiliated with (3)

→ CORE FINANCIALRegistered adviserother investment adviser, common control
factForm ADV
→ COUNTERPOINT ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← CORE FINANCIALRegistered adviserother investment adviser, common control
factForm ADV

Moved with (1)

← COUNTERPOINT ASSET MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Jan 13, 2026 to Feb 24, 2026factForm ADV

Controls (4)

← KRAUSE, DANIEL, WENDELLOwnerMANAGING MEMBER, CHIEF MARKETING OFFICER, ownership code C, individual
Nov 25, 2015 to Sep 12, 2024factForm ADV
← KOUDSI, JOHN, CHARLESOwnerMANAGING MEMBER, CHIEF STRATEGIC OFFICER, ownership code C, individual
Aug 7, 2014 to Sep 12, 2024factForm ADV
← BLACK, DAHLIA, DOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 12, 2024 to Sep 12, 2024factForm ADV
← KRAUSE, MICHAEL, BENNETTOwnerMANAGING MEMBER, CHIEF OPERATING OFFICER, ownership code C, individual
Aug 7, 2014 to Sep 12, 2024factForm ADV

Dated events

Occurred
Jan 13, 2026
Team lift-out
2 advisors left Counterpoint Asset Management LLC (San Diego, CA) for Counterpoint Funds on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 11, 2025
Regulatory AUM changed
Counterpoint Funds reported RAUM $2.6B, up 53% from $1.7B (2024-09-12 to 2025-03-11)
Form ADVobserved 4 days ago
$910M
Occurred
Sep 12, 2024
Control person joined
D Dahlia Black (Chief Compliance Officer) appeared on Schedule A of Counterpoint Funds
Form ADVobserved 4 days ago
Occurred
Sep 12, 2024
Control person left
Sue Krista Zipfel (Chief Compliance Officer) no longer on Schedule A of Counterpoint Funds (listed 2024-02-26, absent 2024-09-12)
Form ADVobserved 4 days ago
Occurred
Feb 26, 2024
Regulatory AUM changed
Counterpoint Funds reported RAUM $1.7B, up 28% from $1.4B (2023-11-14 to 2024-02-26)
Form ADVobserved 4 days ago
$373M
Occurred
Nov 14, 2023
Control person joined
Sue Krista Zipfel (Chief Compliance Officer) appeared on Schedule A of Counterpoint Funds
Form ADVobserved 4 days ago
Occurred
Mar 20, 2023
Regulatory AUM changed
Counterpoint Funds reported RAUM $1.4B, up 39% from $970.7M (2023-01-11 to 2023-03-20)
Form ADVobserved 4 days ago
$381M
Occurred
Dec 22, 2021
Regulatory AUM changed
Counterpoint Funds reported RAUM $949.8M, up 46% from $648.9M (2021-03-10 to 2021-12-22)
Form ADVobserved 4 days ago
$301M
Occurred
Mar 10, 2021
Regulatory AUM changed
Counterpoint Funds reported RAUM $648.9M, up 37% from $474.2M (2020-04-30 to 2021-03-10)
Form ADVobserved 4 days ago
$175M
Occurred
Aug 7, 2014
First Form ADV filing
Counterpoint Mutual Funds, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2da45ec0-933a-7e41-b8b0-31d1cb06a2e2
First observed: Aug 7, 2014
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COUNTERPOINT FUNDS

COUNTERPOINT MUTUAL FUNDS, LLC, CRD 172379

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2da45ec0-933a-7e41-b8b0-31d1cb06a2e2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LANCE WORDELMANN

n/a

Boynton Beach, FL | SAN DIEGO, CA

yes

MATTHEW EDWIN PARKHURST

n/a

SAN DIEGO, CA | Houston, TX

yes

JOSEPH EDWARD ENGELBERG

n/a

SAN DIEGO, CA

MICHAEL MCGRATH

n/a

SAN DIEGO, CA | Waltham, MA

yes

MICHAEL DAVID JONES

n/a

Maple Glen, PA | SAN DIEGO, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK, DAHLIA, D

CHIEF COMPLIANCE OFFICER

yes

09/2024

Sep 12, 2024

KOUDSI, JOHN, CHARLES

MANAGING MEMBER, CHIEF STRATEGIC OFFICER

yes

06/2014

Aug 7, 2014

Sep 12, 2024

KRAUSE, DANIEL, WENDELL

MANAGING MEMBER, CHIEF MARKETING OFFICER

yes

02/2015

Nov 25, 2015

Sep 12, 2024

KRAUSE, MICHAEL, BENNETT

MANAGING MEMBER, CHIEF OPERATING OFFICER

yes

06/2014

Aug 7, 2014

Sep 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORE FINANCIAL PARTNERS INC.

n/a

Independent wealth

$302M

yes

n/a

COUNTERPOINT ASSET MANAGEMENT LLC

n/a

State registered

$90.6M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$3.2B

n/a

2024

Mar 11, 2025

$2.6B

n/a

2023

Feb 26, 2024

$1.7B

n/a

2022

Mar 20, 2023

$1.4B

n/a

2021

Mar 8, 2022

$971M

n/a

2020

Mar 10, 2021

$649M

n/a

2019

Apr 30, 2020

$474M

n/a

2018

Mar 1, 2019

$379M

n/a

2017

Mar 6, 2018

$437M

n/a

2016

Feb 3, 2017

$254M

n/a

2015

Jan 18, 2016

$105M

n/a

2014

Feb 6, 2015

$8.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.2B

$2.6B

22.9%

$1.4B

33.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COUNTERPOINT ASSET MANAGEMENT LLC

Jan 13, 2026

Feb 24, 2026

SAN DIEGO, CA

Team lift out

Other

25.0%