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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

MICHAEL MCGRATH

Advisor at COUNTERPOINT FUNDS

SAN DIEGO, CA | Waltham, MA

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Search this name across graphsid dfx:ria:1a061675-f19f-bbe9-6a2a-abe76eed42aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COUNTERPOINT FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 14, 2016
First registration: Nov 28, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6190185

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COUNTERPOINT FUNDS	Asset manager	Feb 24, 2026	n/a	yes	Waltham, MA\|SAN DIEGO, CA	Current employment
COUNTERPOINT ASSET MANAGEMENT LLC	State registered	Oct 11, 2021	Jan 13, 2026	no	Walpole, MA	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Dec 19, 2016	Oct 2, 2020	no	BOSTON, MA	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Nov 28, 2016	Dec 23, 2016	no	Wellesley, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COUNTERPOINT ASSET MANAGEMENT LLC	COUNTERPOINT FUNDS	Jan 13, 2026	Feb 24, 2026	42	Firm change	Other
INVESCO ADVISERS, INC.	COUNTERPOINT ASSET MANAGEMENT LLC	Oct 2, 2020	Oct 11, 2021	374	Firm change	Other
STRATOS WEALTH PARTNERS, LTD	INVESCO ADVISERS, INC.	Dec 23, 2016	Dec 19, 2016	-4	Firm change	Other

Relationships

Registered with (4)

→ COUNTERPOINT FUNDSRegistered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ COUNTERPOINT ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 11, 2021 to Jan 13, 2026factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Dec 19, 2016 to Oct 2, 2020factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Nov 28, 2016 to Dec 23, 2016factForm ADV

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
Michael Mcgrath left Counterpoint Asset Management Llc for Counterpoint Funds (registered 2026-02-24)
Form ADVobserved 6 days ago