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M•••••• E•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• E•••• P••••••••

Advisor at C••••••••• F••••

SAN DIEGO, CA | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1873b5e-5087-1d8b-30a7-aee2cad19f50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F••••	Asset manager	Feb 24, 2026	n/a	yes	SAN DIEGO, CA\|Houston, TX	Current employment
C••••••••• A•••• M••••••••• L••	State registered	Mar 17, 2017	Jan 13, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••• M••••••••• L••	C••••••••• F••••	Jan 13, 2026	Feb 24, 2026	42	Firm change	Other
S••••• I••••••••• M••••••••• L••	C••••••••• A•••• M••••••••• L••	Mar 2, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164291:172379:CA:2026-01-13	Jan 13, 2026	Feb 24, 2026	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ C••••••••• F••••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ C••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2017 to Jan 13, 2026factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2017 to Mar 2, 2017factForm ADV
→ I•••••• A•••••••• I•••

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
M•••••• E•••• P•••••••• left C••••••••• A•••• M••••••••• L•• for C••••••••• F•••• (registered 2026-02-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1873b5e-5087-1d8b-30a7-aee2cad19f50
First observed: Oct 18, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.