DFX Intelligence

F•••• X••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

F•••• X••••• R•••••••

Advisor at A••••••••• P•••••• W••••• M••••••••• I••

CHAPEL HILL, NC | WELLESLEY, MA

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Search this name across graphsid dfx:ria:2dc48598-1f09-e48a-2105-c1a6a6adfaa2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• P•••••• W••••• M••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• P•••••• W••••• M••••••••• I••	Independent wealth	Apr 22, 2022	n/a	yes	CHAPEL HILL, NC\|WELLESLEY, MA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 22, 2018	Jan 25, 2022	no	FORT LAUDERDALE, FL\|WELLESLEY, MA\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• P•••••• W••••• M••••••••• I••	Jan 25, 2022	Apr 22, 2022	87	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Jun 22, 2018	Jun 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:316736:FL:2022-01-25	Jan 25, 2022	Apr 22, 2022	FORT LAUDERDALE, FL	Firm change
19616:11025:MA:2018-06-22	Jun 22, 2018	Jun 22, 2018	WALTHAM, MA	Firm change

Relationships

Registered with (3)

→ A••••••••• P•••••• W••••• M••••••••• I••Registered adviserregistration: current employment
Apr 22, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 22, 2018 to Jan 25, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2006 to Jun 22, 2018factForm ADV

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dc48598-1f09-e48a-2105-c1a6a6adfaa2
First observed: Jun 26, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.