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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

CRD 316736

WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5394b2f7-7ce7-a22a-b957-6783c2a99395

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Oct 8, 2021 to Apr 1, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.82 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $533MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $478M
Private client RAUM: $435MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $107Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 515
Individual clients: 51
High net worth clients: 58
Custody, client assets: $99.9M
SEC number: 801-122660
CIK: 1931870
CRD: 316736
Filings on the tape: 12
First filed: Oct 8, 2021
Latest filed: Apr 1, 2026
Organised: Corporation, MA
Website: argonauticapwm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARY CRAIG RAYMOND	n/a	WELLESLEY, MA	4	26	2	no
THEODORE CHARLES YORK	n/a	WELLESLEY, MA	4	30	2	no
FRANK XAVIER RAMBUSCH	n/a	CHAPEL HILL, NC \| WELLESLEY, MA	4	32	2	no
MARY LOURDES LECCA	n/a	WELLESLEY, MA	4	19	n/a	no
MICHAEL BRIAN MCINTOSH	Chartered Financial Analyst	WELLESLEY, MA	1	17	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LECCA, MARY, LOURDES	CHIEF COMPLIANCE OFFICER	Na	yes	08/2022	Sep 14, 2022	Mar 14, 2024
RAMBUSCH, FRANK	SECRETARY AND TREASURER	D	yes	09/2021	Oct 8, 2021	Mar 14, 2024
YORK, THEODORE, CHARLES	President	D	yes	09/2021	Oct 8, 2021	Mar 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$533M	$478M	6	4	1	n/a	n/a
2024	Mar 27, 2025	$507M	$441M	6	3	1	n/a	n/a
2023	Mar 14, 2024	$404M	$374M	6	3	1	n/a	n/a
2022	Mar 23, 2023	$384M	$355M	6	3	1	n/a	n/a
2021	Mar 2, 2022	$386M	$356M	5	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$533M	$507M	5.1%	$384M	11.6%	6	6	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Jan 25, 2022	Apr 22, 2022	FORT LAUDERDALE, FL	Team lift out	Wirehouse to new firm	0.1%
WELLS FARGO ADVISORS	2	Jan 25, 2022	Jan 24, 2022	WELLESLEY, MA	Team lift out	Wirehouse to new firm	0.1%

Relationships

Registered with (6)

← MICHAEL BRIAN MCINTOSHAdvisorregistration: current employment
May 20, 2025 to presentfactForm ADV
← MARY LOURDES LECCAAdvisorregistration: current employment
Aug 30, 2022 to presentfactForm ADV
← FRANK XAVIER RAMBUSCHAdvisorregistration: current employment
Apr 22, 2022 to presentfactForm ADV
← THEODORE CHARLES YORKAdvisorregistration: current employment
Feb 3, 2022 to presentfactForm ADV
← GARY CRAIG RAYMONDAdvisorregistration: current employment
Jan 24, 2022 to presentfactForm ADV
← JOHN W. KRIEGAdvisorregistration: previous registration
Jan 24, 2022 to Apr 21, 2022factForm ADV

Controls (3)

← RAMBUSCH, FRANKOwnerSECRETARY AND TREASURER, ownership code D, individual
Oct 8, 2021 to Mar 14, 2024factForm ADV
← YORK, THEODORE, CHARLESOwnerPRESIDENT, ownership code D, individual
Oct 8, 2021 to Mar 14, 2024factForm ADV
← LECCA, MARY, LOURDESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 14, 2022 to Mar 14, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Jan 25, 2022 to Apr 22, 2022factForm ADV

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
Argonautica Private Wealth Management, Inc reported RAUM $507.2M, up 26% from $404.0M (2024-03-14 to 2025-03-27)
Form ADVobserved 6 days ago
$103M
Occurred
Sep 14, 2022
Control person joined
Lourdes Mary Lecca (Chief Compliance Officer) appeared on Schedule A of Argonautica Private Wealth Management, Inc
Form ADVobserved 6 days ago
Occurred
Apr 21, 2022
Advisor changed firm
John W. Krieg left Argonautica Private Wealth Management, Inc for Fidelity Personal And Workplace Advisors (registered 2023-04-13)
Form ADVobserved 6 days ago
Occurred
Jan 25, 2022
Team lift-out
2 advisors left Wells Fargo Advisors (Wellesley, MA) for Argonautica Private Wealth Management, Inc on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jan 25, 2022
Team lift-out
2 advisors left Wells Fargo Advisors (Fort Lauderdale, FL) for Argonautica Private Wealth Management, Inc on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 8, 2021
First Form ADV filing
Argonautica Private Wealth Management, Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5394b2f7-7ce7-a22a-b957-6783c2a99395
First observed: Oct 8, 2021
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

CRD 316736

WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5394b2f7-7ce7-a22a-b957-6783c2a99395

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY CRAIG RAYMOND

n/a

WELLESLEY, MA

THEODORE CHARLES YORK

n/a

WELLESLEY, MA

FRANK XAVIER RAMBUSCH

n/a

CHAPEL HILL, NC | WELLESLEY, MA

MARY LOURDES LECCA

n/a

WELLESLEY, MA

n/a

MICHAEL BRIAN MCINTOSH

Chartered Financial Analyst

WELLESLEY, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LECCA, MARY, LOURDES

CHIEF COMPLIANCE OFFICER

yes

08/2022

Sep 14, 2022

Mar 14, 2024

RAMBUSCH, FRANK

SECRETARY AND TREASURER

yes

09/2021

Oct 8, 2021

Mar 14, 2024

YORK, THEODORE, CHARLES

President

yes

09/2021

Oct 8, 2021

Mar 14, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$533M

$478M

n/a

2024

Mar 27, 2025

$507M

$441M

n/a

2023

Mar 14, 2024

$404M

$374M

n/a

2022

Mar 23, 2023

$384M

$355M

n/a

2021

Mar 2, 2022

$386M

$356M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$533M

$507M

5.1%

$384M

11.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Jan 25, 2022

Apr 22, 2022

FORT LAUDERDALE, FL

Team lift out

Wirehouse to new firm

0.1%

WELLS FARGO ADVISORS

Jan 25, 2022

Jan 24, 2022

WELLESLEY, MA

Team lift out

Wirehouse to new firm

0.1%