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Advisor at INTEGRITY WEALTH ADVISORS, INC.
VENTURA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY WEALTH ADVISORS, INC. | Independent wealth | Feb 25, 2020 | n/a | yes | VENTURA, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Feb 5, 2020 | no | VENTURA, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 12, 2009 | Mar 25, 2017 | no | VENTURA, CA|CARLSBAD, CA|VENTURA, CA|WOODLAND HILLS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 13, 2006 | Jan 22, 2009 | no | OXNARD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | INTEGRITY WEALTH ADVISORS, INC. | Feb 5, 2020 | Feb 25, 2020 | 20 | Firm change | Ibd to RIA |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MSI FINANCIAL SERVICES, INC. | Jan 22, 2009 | Nov 12, 2009 | 294 | Firm change | Other |