DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••• F••• M••••••••• L••
LADY LAKE, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• F••• M••••••••• L•• | Independent wealth | Jan 5, 2015 | n/a | yes | LADY LAKE, FL|TAMPA, FL | Current employment |
| B••••• O•• I••••••••• A••••••• | Former SEC adviser | Oct 7, 2013 | May 5, 2014 | no | TAMPA, FL|KENTWOOD, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• O•• I••••••••• A••••••• | R•••• F••• M••••••••• L•• | May 5, 2014 | Jan 5, 2015 | 245 | Firm change | Other |
| F•••••••• E••••• S•••••••• I••• | B••••• O•• I••••••••• A••••••• | Oct 3, 2011 | Oct 7, 2013 |
| F•••••••• E••••• S•••••••• I••• | Former SEC adviser | Oct 26, 2010 | Oct 3, 2011 | no | OCALA, FL|TAMPA, FL|SAN DIEGO, CA | Previous registration |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Jan 30, 2008 | May 22, 2009 | no | Tampa, FL|TAMPA, FL|Tampa, FL | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 16, 2006 | Jan 14, 2008 | no | BOCA RATON, FL|TAMPA, FL | Previous registration |
| 735 |
| Firm change after gap |
| Other |
| O••••••••• S••••••••• I••• | F•••••••• E••••• S•••••••• I••• | May 22, 2009 | Oct 26, 2010 | 522 | Firm change after gap | Other |
| V•••• F•••••••• A•••••••• I••• | O••••••••• S••••••••• I••• | Jan 14, 2008 | Jan 30, 2008 | 16 | Firm change | Other |