DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Ray Faulk

Royal Fund Management, LLCindependent RIALady Lake, Fl IA-onlyIAPD 4669797

Feed of 09/15/2026

At current firm

11 y

since Jan 5, 2015

In the industry

20 y

since May 12, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Royal Fund Management, LLC independent RIA current
since Jan 5, 2015 · Lady Lake, Fl
Bright Owl Investment Advisors former
Oct 7, 2013 to May 5, 2014 · Tampa, Fl
Foresters Equity Services, Inc. former
Oct 26, 2010 to Oct 3, 2011 · Ocala, Fl
Oneamerica Securities, Inc. BD affiliated
Jan 30, 2008 to May 22, 2009 · Tampa, Fl
Valic Financial Advisors, Inc. BD affiliated
May 16, 2006 to Jan 14, 2008 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

Bright Owl Investment Advisors to Royal Fund Management, LLC
left May 5, 2014, registered Jan 5, 2015 (245 days) · Other
Foresters Equity Services, Inc. to Bright Owl Investment Advisors
left Oct 3, 2011, registered Oct 7, 2013 (735 days) · Other
Oneamerica Securities, Inc. to Foresters Equity Services, Inc.
left May 22, 2009, registered Oct 26, 2010 (522 days) · Other
Valic Financial Advisors, Inc. to Oneamerica Securities, Inc.
left Jan 14, 2008, registered Jan 30, 2008 (16 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address