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Advisor at M••••• S••••••
Kansas City, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jul 23, 2022 | n/a | yes | Kansas City, MO | Current employment |
| B•••• A•••• M••••••••• | Asset manager | Apr 5, 2019 | Mar 1, 2021 | no | Mission Hills, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• A•••• M••••••••• | M••••• S•••••• | Mar 1, 2021 | Jul 23, 2022 | 509 | Firm change after gap | Other |
| L•••• A••••• • C•• L•• | B•••• A•••• M••••••••• | May 16, 2018 | Apr 5, 2019 |
| L•••• A••••• • C•• L•• |
| Asset manager |
| Apr 22, 2009 |
| May 16, 2018 |
| no |
| JERSEY CITY, NJ|KANSAS CITY, MO |
| Previous registration |
| F•••••••• I••••••••• C••••••••• | Institutional manager | Jan 2, 2003 | Apr 28, 2005 | no | PITTSBURGH, PA | Previous registration |
| Firm change |
| Other |
| F•••••••• I••••••••• C••••••••• | L•••• A••••• • C•• L•• | Apr 28, 2005 | Apr 22, 2009 | 1,455 | Firm change after gap | Other |