RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• T• L•••••
- M••••• S•••••• wirehouse currentsince Jul 23, 2022 · Kansas City, Mo
- B•••• A•••• M••••••••• asset managerApr 5, 2019 to Mar 1, 2021 · Mission Hills, Ks
- L•••• A••••• • C•• L•• asset managerApr 22, 2009 to May 16, 2018 · Jersey City, Nj
- F•••••••• I••••••••• C••••••••• institutionalJan 2, 2003 to Apr 28, 2005 · Pittsburgh, Pa
- B•••• A•••• M••••••••• to M••••• S••••••left Mar 1, 2021, registered Jul 23, 2022 (509 days) · Other
- L•••• A••••• • C•• L•• to B•••• A•••• M•••••••••left May 16, 2018, registered Apr 5, 2019 (324 days) · Other
- F•••••••• I••••••••• C••••••••• to L•••• A••••• • C•• L••left Apr 28, 2005, registered Apr 22, 2009 (1455 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address