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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JERRY GAYLE ALLEY

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

VA Beach, VA | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:2dd7ed43-5ce7-4986-65d7-04962a38d519

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 29, 1986
First registration: Jan 31, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1571590

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Feb 5, 2016	n/a	yes	GLEN ALLEN, VA\|VA Beach, VA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jul 7, 2015	Feb 23, 2016	no	NORFOLK, VA	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 9, 2011	Jul 7, 2015	no	BIRMINGHAM, AL	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Apr 4, 2005	Dec 9, 2011	no	NORFOLK, VA\|RICHMOND, VA\|NORFOLK, VA	Previous registration
A&S CAPITAL ADVISORS, INC.	n/a	Jan 31, 2000	Apr 4, 2005	no	NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CAPITOL SECURITIES MANAGEMENT, INC.	Feb 23, 2016	Feb 5, 2016	-18	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jul 7, 2015	Jul 7, 2015	0	Bulk transfer	Other
ANDERSON & STRUDWICK, INCORPORATED	STERNE AGEE ASSET MANAGEMENT, INC.	Dec 9, 2011	Dec 9, 2011	0	Firm change	Other
A&S CAPITAL ADVISORS, INC.	ANDERSON & STRUDWICK, INCORPORATED	Apr 4, 2005	Apr 4, 2005	0	Firm change	Other

Relationships

Registered with (5)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: current employment
Feb 5, 2016 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jul 7, 2015 to Feb 23, 2016factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2011 to Jul 7, 2015factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Apr 4, 2005 to Dec 9, 2011factForm ADV
→ A&S CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 31, 2000 to Apr 4, 2005factForm ADV

Dated events

No dated event names this entity yet.