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N••• V•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

N••• V•• M••••••

Advisor at M••••• W••••• M••••••••• L••

WESTWOOD, NJ | South Jordan, UT | Inverness, FL

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Search this name across graphsid dfx:ria:2df734f8-57ff-8a61-289b-59e9ce7a491f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Dec 3, 2025	n/a	yes	South Jordan, UT\|Inverness, FL\|WESTWOOD, NJ	Current employment
D•••• A••••••• L••	n/a	Sep 10, 2025	Nov 12, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• A••••••• L••	M••••• W••••• M••••••••• L••	Nov 12, 2025	Dec 3, 2025	21	Firm change	Other
O•• W••••• A••••••• L••	D•••• A••••••• L••	Sep 9, 2025

Relationships

Registered with (6)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ D•••• A••••••• L••Registered adviserregistration: previous registration
Sep 10, 2025 to Nov 12, 2025factForm ADV
→ O•• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 18, 2023 to Sep 9, 2025factForm ADV
→ A•• W••••• A•••••••Registered adviserregistration: previous registration

Dated events

Occurred
Nov 12, 2025
Advisor changed firm
N••• V•• M•••••• left D•••• A••••••• L•• for M••••• W••••• M••••••••• L•• (registered 2025-12-03)
Form ADVobserved 7 days ago
Occurred
Sep 9, 2025
Advisor changed firm
N••• V•• M•••••• left O•• W••••• A••••••• L•• for D•••• A••••••• L•• (registered 2025-09-10)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
N••• V•• M•••••• left A•• W••••• A••••••• for O•• W••••• A••••••• L•• (registered 2023-01-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2df734f8-57ff-8a61-289b-59e9ce7a491f
First observed: Jun 2, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.