RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• V•• M••••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Dec 3, 2025 · South Jordan, Ut
- D•••• A••••••• L•• unclassifiedSep 10, 2025 to Nov 12, 2025 · South Jordan, Ut
- O•• W••••• A••••••• L•• independent RIAJan 18, 2023 to Sep 9, 2025 · South Jordan, Ut
- A•• W••••• A••••••• unclassifiedNov 2, 2012 to Dec 31, 2022 · South Jordan, Ut
- C•••••••• W••••• C•••••• formerNov 30, 2007 to Oct 31, 2012 · Sandy, Ut
- L••••••• F•••••••• P•••••••• I••• unclassifiedJun 2, 2004 to Jun 14, 2006 · Alpharetta, Ga
- D•••• A••••••• L•• to M••••• W••••• M••••••••• L••left Nov 12, 2025, registered Dec 3, 2025 (21 days) · Other
- O•• W••••• A••••••• L•• to D•••• A••••••• L••left Sep 9, 2025, registered Sep 10, 2025 (1 days) · Other
- A•• W••••• A••••••• to O•• W••••• A••••••• L••left Dec 31, 2022, registered Jan 18, 2023 (18 days) · Other
- C•••••••• W••••• C•••••• to A•• W••••• A•••••••left Oct 31, 2012, registered Nov 2, 2012 (2 days) · Other
- L••••••• F•••••••• P•••••••• I••• to C•••••••• W••••• C••••••left Jun 14, 2006, registered Nov 30, 2007 (534 days) · Other
- N••• V•• M•••••• left D•••• A••••••• L•• for M••••• W••••• M••••••••• L•• (registered 2025-12-03)Nov 12, 2025 · Advisor changed firm · fact
- N••• V•• M•••••• left O•• W••••• A••••••• L•• for D•••• A••••••• L•• (registered 2025-09-10)Sep 9, 2025 · Advisor changed firm · fact
- N••• V•• M•••••• left A•• W••••• A••••••• for O•• W••••• A••••••• L•• (registered 2023-01-18)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address